CA
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When you sell equity shares listed on a stock exchange — or redeem units of an equity mutual fund — within 12 months, the profit is a Short-Term Capital Gain (STCG). Section 111A says: don't apply your normal slab rate here. Instead, pay a flat 20% on these gains (Finance Act 2024 raised it from 15%, effective 23 July 2024). This is tested almost every exam, either as a standalone 4-marker or baked into a full capital gains computation.

The section applies only when three conditions are met: (1) the asset is an equity share, a unit of an equity oriented fund (65%+ invested in equity), or a unit of a business trust; (2) the transaction happens on a recognised stock exchange; and (3) Securities Transaction Tax (STT) is paid. No STT, no 111A — the gain then gets taxed at slab rates instead. Exception: transactions on IFSC exchanges settled in foreign currency don't need STT but still qualify.

Two rules students always miss: First, Chapter VIA deductions (80C, 80D, 80G, etc.) cannot be set off against 111A STCG. They reduce only your other income. Second, there's a proviso for resident individuals and HUFs — if your non-STCG income falls below the basic exemption limit (₹2,50,000), the shortfall is first absorbed from the STCG, and only the remainder is taxed at 20%. This is the examiner's favourite trick question. Always check: does other income cover the exemption limit fully? If not, the STCG carries part of that burden before the 20% kicks in.

📊 Worked example

Example 1 — Standard Case

Mr. Rajan (age 32, resident) has salary income of ₹6,00,000 and STCG u/s 111A of ₹1,50,000. Compute tax for AY 2025-26 (old regime).

| Component | Amount |

|---|---|

| STCG u/s 111A | ₹1,50,000 |

| Other income (salary) | ₹6,00,000 |

Step 1 — Tax on STCG u/s 111A

20% × ₹1,50,000 = ₹30,000

Step 2 — Tax on balance income (slab rates)

Balance = ₹6,00,000

  • Up to ₹2,50,000 → Nil
  • ₹2,50,001–₹5,00,000 → 5% × ₹2,50,000 = ₹12,500
  • ₹5,00,001–₹6,00,000 → 20% × ₹1,00,000 = ₹20,000

Total slab tax = ₹32,500

Step 3 — Aggregate + Cess

Total tax = ₹30,000 + ₹32,500 = ₹62,500

Health & Education Cess @ 4% = ₹2,500

Final tax payable = ₹65,000

---

Example 2 — Proviso (Basic Exemption Shortfall)

Ms. Divya (age 27, resident individual) has interest income of ₹80,000 and STCG u/s 111A of ₹3,00,000. No other income. Compute tax.

Step 1 — Check proviso

Total income minus STCG = ₹80,000

Basic exemption limit = ₹2,50,000

Shortfall = ₹2,50,000 − ₹80,000 = ₹1,70,000

Step 2 — Reduce STCG by shortfall

Taxable STCG = ₹3,00,000 − ₹1,70,000 = ₹1,30,000

Step 3 — Tax on reduced STCG

20% × ₹1,30,000 = ₹26,000

Cess @ 4% = ₹1,040

Final tax payable = ₹27,040

(Without the proviso, tax would have been 20% × ₹3,00,000 = ₹60,000 + cess — a significant difference!)

⚠️ Common exam mistakes

  • Applying slab rates to 111A gains: Students compute tax on total income together at slab rates. Wrong — 111A STCG is always taxed at flat 20%, segregated from the rest of your income.
  • Using 15% instead of 20%: Finance Act 2024 (effective 23 July 2024) raised the rate to 20%. Don't write 15% in the May 2026 exam — it will cost you marks.
  • Claiming 80C/80D against STCG: Section 111A(2) explicitly bars Chapter VIA deductions from being set off against 111A gains. Your 80C of ₹1,50,000 can only reduce salary/other income, not these gains.
  • Forgetting the proviso for individuals/HUF: When a resident individual's non-STCG income is below ₹2,50,000, you must first fill the exemption slab before taxing any STCG. Skipping this proviso and directly taxing the full STCG is a very common error.
  • Confusing Section 111A with Section 112A: 111A = Short-term gains (held ≤12 months) on equity, taxed at 20%. 112A = Long-term gains (held >12 months) on equity exceeding ₹1,25,000, taxed at 12.5%. Both need STT, but the holding period, exemption, and rate are different.
📖 Bare Act text — Section 111A, Income Tax Act 1961 (click to expand)
(1) Where the total income of an assessee includes any income chargeable under the head "Capital gains", arising from the transfer of a short-term capital asset, being an equity share in a company or a unit of an equity oriented fund or a unit of a business trust and— (a) the transaction of sale of such equity share or unit is entered into on or after the date on which Chapter VII of the Finance (No. 2) Act, 2004 comes into force; and (b) such transaction is chargeable to securities transaction tax under that Chapter, the tax payable by the assessee on the total income shall be the aggregate of— (i) the amount of income-tax calculated on such short-term capital gains at the rate of fifteen per cent.; and (ii) the amount of income-tax payable on the balance amount of the total income as if such balance amount were the total income of the assessee: Provided that in the case of an individual or a Hindu undivided family, being a resident, where the total income as reduced by such short-term capital gains is below the maximum amount which is not chargeable to income-tax, then, such short-term capital gains shall be reduced by the amount by which the total income as so reduced falls short of the maximum amount which is not chargeable to income-tax and the tax on the balance of such short-term capital gains shall be computed at the rate of fifteen per cent. Provided further that nothing contained in clause (b) shall apply to a transaction undertaken on a recognised stock exchange located in any International Financial Services Centre and where the consideration for such transaction is paid or payable in foreign currency. (2) Where the gross total income of an assessee includes any short-term capital gains referred to in sub-section (1), the deduction under Chapter VIA shall be allowed from the gross total income as reduced by such capital gains. (3) Where the total income of an assessee includes any short-term capital gains referred to in sub-section (1), the rebate under section 88 shall be allowed from the income-tax on the total income as reduced by such capital gains. Explanation.—For the purposes of this section,— (a) "equity oriented fund" shall, have the meaning assigned to it in the Explanation to clause (38) of section 10; (b) "International Financial Services Centre" shall have the same meaning as assigned to it in clause (q) of section 2 of the Special Economic Zones Act, 2005 (28 of 2005); (c) "recognised stock exchange" shall have the meaning assigned to it in clause (ii) of the Explanation 1 to sub-section (5) of section 43.
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