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When a bank prepares its annual accounts, it doesn't use the standard Companies Act Schedule III format. Instead, banking companies follow the Third Schedule to the Banking Regulation Act, 1949 — which prescribes Form A (Balance Sheet) and Form B (Profit & Loss Account). This is the foundation of the entire topic.

The Balance Sheet has two sides: Capital & Liabilities (Capital, Reserves & Surplus, Deposits, Borrowings, Other Liabilities & Provisions) and Assets (Cash & Balances with RBI, Balances with Banks & Money at Call, Investments, Advances, Fixed Assets, Other Assets). Every item is a numbered Schedule — so Deposits is Schedule 3, Advances is Schedule 9, and so on. You need to know which item falls in which schedule — examiners love asking this.

The most exam-critical concept is Non-Performing Assets (NPAs). An advance becomes an NPA when interest or principal is overdue for more than 90 days. NPAs are classified into three buckets: Sub-standard (NPA up to 12 months), Doubtful (NPA beyond 12 months — further split into D1, D2, D3), and Loss assets (identified as unrecoverable). The bank must make provisions against these at RBI-prescribed rates — Sub-standard secured loans carry 15%, while Loss assets require 100% provisioning.

Critically, interest on NPAs is not recognised on an accrual basis. A bank can only book interest income from an NPA when it is actually received in cash. This is a departure from the normal accrual concept and is a favourite exam pitfall. Also remember: CRR (Cash Reserve Ratio) is the cash a bank must keep with RBI (earns no interest), while SLR (Statutory Liquidity Ratio) is the proportion of net demand and time liabilities maintained in approved securities. Both affect how a bank's Balance Sheet looks but are set by RBI, not the bank itself.

This topic is asked frequently as an 8–10 mark question — either a full Balance Sheet preparation or an NPA provisioning calculation. Focus on the Schedule format, NPA classification periods, and provisioning percentages.

📊 Worked example

Example 1 — NPA Classification & Provisioning

Punjab National Finance Ltd. (a banking company) has the following loan accounts as on 31 March 2026. Calculate the required provision:

| Borrower | Outstanding (₹) | Nature | Status |

|---|---|---|---|

| Sharma Textiles | 5,00,000 | Secured | NPA for 8 months |

| Iyer Exports | 8,00,000 | Unsecured | NPA for 18 months |

| Rajesh & Co. | 12,00,000 | Secured | Loss Asset |

Working:

Sharma Textiles — NPA for 8 months → Sub-standard (Secured) → Provision @ 15%

Provision = 15% × ₹5,00,000 = ₹75,000

Iyer Exports — NPA for 18 months → Doubtful D2 (Unsecured) → Provision @ 100%

Provision = 100% × ₹8,00,000 = ₹8,00,000

Rajesh & Co. — Loss Asset → Provision @ 100%

Provision = 100% × ₹12,00,000 = ₹12,00,000

Total Provision Required = ₹75,000 + ₹8,00,000 + ₹12,00,000 = ₹20,75,000

---

Example 2 — Interest on NPA (Cash Basis)

A bank has a loan of ₹10,00,000 given to Mr. Verma. It became NPA in October 2025. As on 31 March 2026, interest accrued (but not received) is ₹60,000. During the year, Mr. Verma paid ₹25,000 in cash.

How much interest income should the bank recognise?

Since the account is an NPA, interest is recognised only on cash receipt basis.

Interest income to be recognised = ₹25,000 (cash received)

Interest of ₹35,000 (₹60,000 − ₹25,000) is NOT recognised — it is kept in a suspense/memorandum account.

Answer: Interest income = ₹25,000 only.

⚠️ Common exam mistakes

  • Students use Companies Act Schedule III format for bank Balance Sheets. Wrong — banking companies mandatorily use Form A and Form B prescribed under the Third Schedule to the Banking Regulation Act, 1949. Never mix these up.
  • Students classify a loan as Sub-standard if it's NPA for 'less than 1 year'. The correct threshold is NPA for up to 12 months = Sub-standard. 'Less than 90 days overdue' is still Standard — don't confuse the 90-day trigger for NPA with the 12-month cutoff for Sub-standard.
  • Students accrue interest income on NPA accounts. Banks must follow cash basis for NPAs — only cash actually received is income. Accrued but uncollected interest on NPAs must not appear in P&L.
  • Students forget the D1/D2/D3 split for Doubtful assets. D1 = Doubtful up to 1 year (25% provision on secured), D2 = 1–3 years (40% secured), D3 = more than 3 years (100% secured). Unsecured portion always gets 100% regardless of D-category.
  • Students confuse CRR and SLR. CRR is cash kept with RBI (shown under 'Cash & Balances with RBI'), SLR is investment in approved securities (shown under 'Investments'). Both are computed on Net Demand and Time Liabilities (NDTL), not total deposits.
📖 Reference: Banking Co. — Institute of Chartered Accountants of India
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