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When a company is flush with cash and feels its shares are undervalued, it can buy back its own shares from existing shareholders — cancelling them, reducing the share count, and boosting Earnings Per Share (EPS). That's the practical purpose. Now let's see how the rules and accounting work.

Under Sections 68–70 of the Companies Act, 2013, a buy-back can be funded from only two sources: (a) free reserves (which includes Securities Premium Account) or (b) proceeds of a fresh issue of shares. It cannot be funded from bank loans or proceeds of a prior buy-back. There's also a 25% cap — in any financial year, the buy-back cannot exceed 25% of the company's total paid-up equity capital plus free reserves. Additionally, the debt-equity ratio post buy-back must stay at or below 2:1.

The accounting entries are what examiners love. When shares are bought back, three things happen in sequence: (1) Debit Equity Share Capital for the face value of shares cancelled. (2) Adjust the premium on buy-back (i.e., buy-back price minus face value) — first exhaust the Securities Premium Account, then dip into free reserves. (3) Create a Capital Redemption Reserve (CRR) — this is the most exam-tested step. Whenever buy-back is funded out of free reserves (including Securities Premium), the company must transfer an amount equal to the nominal value of shares bought back into CRR, sourced from General Reserve or Profit & Loss Account. Think of CRR as a legal substitute for the share capital that has just been extinguished — it's a capital reserve that can only be used to issue fully paid bonus shares later.

Important exception: if the buy-back is funded purely from proceeds of a fresh issue, no CRR is needed — because share capital hasn't decreased in net terms. This is a favourite trick question. This topic appears as 8–12 mark problems in Paper 1, typically asking for journal entries plus a revised balance sheet post buy-back. Nail the CRR transfer and you'll rarely lose marks here.

📊 Worked example

Example 1 — Buy-back at a premium, funded from free reserves

Reliable Tech Pvt. Ltd. has the following balances before buy-back:

  • 50,000 Equity Shares of ₹10 each, fully paid-up → Share Capital: ₹5,00,000
  • Securities Premium Account: ₹1,00,000
  • General Reserve: ₹5,00,000

The company buys back 5,000 shares at ₹14 per share from the open market.

Step 1 — Total cash outflow:

5,000 × ₹14 = ₹70,000

Step 2 — Nominal value of shares cancelled:

5,000 × ₹10 = ₹50,000

Step 3 — Premium on buy-back:

₹70,000 − ₹50,000 = ₹20,000 (charged first to Securities Premium)

Step 4 — Check if Securities Premium is sufficient:

Securities Premium balance = ₹1,00,000 ≥ ₹20,000 ✓ Fully adjusted here.

Journal Entries:

| Particulars | Dr (₹) | Cr (₹) |

|---|---|---|

| Equity Share Capital A/c Dr | 50,000 | |

| Securities Premium A/c Dr | 20,000 | |

|    To Bank A/c | | 70,000 |

| (Buy-back of 5,000 shares at ₹14) | | |

| Particulars | Dr (₹) | Cr (₹) |

|---|---|---|

| General Reserve A/c Dr | 50,000 | |

|    To Capital Redemption Reserve A/c | | 50,000 |

| (CRR created = nominal value of shares bought back) | | |

Final Answer: CRR created = ₹50,000. Revised Share Capital = ₹5,00,000 − ₹50,000 = ₹4,50,000.

---

Example 2 — Checking the 25% limit

Ms. Iyer's company has:

  • Paid-up Equity Capital: ₹20,00,000
  • Free Reserves: ₹30,00,000

Can the company buy back shares worth ₹14,00,000 in face value this year?

25% Limit = 25% × (₹20,00,000 + ₹30,00,000) = 25% × ₹50,00,000 = ₹12,50,000

₹14,00,000 > ₹12,50,000 → Buy-back is NOT permitted at this size. Maximum permissible buy-back (at face value) = ₹12,50,000.

⚠️ Common exam mistakes

  • Forgetting to create CRR when buy-back is from free reserves. Students often pass only one entry (capital + bank). Always check: if source is free reserves or Securities Premium → mandatory CRR transfer equal to nominal value.
  • Transferring CRR from Securities Premium instead of General Reserve/P&L. The premium adjustment goes to Securities Premium, but CRR must come from free reserves (General Reserve or P&L). These are two separate adjustments — don't mix them up.
  • Applying the 25% limit only to share capital. The limit is 25% of (paid-up equity capital + free reserves) — many students forget to add free reserves into the base.
  • Creating CRR when buy-back is from fresh issue proceeds. No CRR is required in that case. The rule triggers only when free reserves are the source. This is a classic 'exception' trap in MCQs.
  • Treating CRR as a free reserve for dividends. CRR is a capital reserve and can only be utilised for issuing fully paid bonus shares — it cannot be distributed as dividend or used for buy-back itself.
📖 Reference: Buy-back — Institute of Chartered Accountants of India
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