Actions by Affected Persons and Class Action Suits
· Chapter
LAW - Prospectus and Allotment of Securities
11 microlessons in this chapter
Read each in 5 minutes. Each has worked examples + the bare-Act text for reference.
All lessons
1
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2
Global Depository Receipts (GDR) - Introduction and Definition
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3
Irregular Allotment - Defaults that Render Allotment Invalid
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4
Minimum Subscription and Allotment of Securities (Section 39)
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5
Misstatements in Prospectus - Criminal and Civil Liability (Sections 34 & 35)
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6
Personation for Acquisition of Securities (Section 38)
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7
Private Placement (Section 42)
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8
Punishment for Fraudulently Inducing Investment & Section 447 Fraud
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9
Remedies for Misstatements - Rescission, Damages, and Deceit
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10
Return of Allotment - Form PAS-3 Procedural Requirements
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11
Securities to be Dealt with in Stock Exchanges (Section 40) & Underwriting Commission
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