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Past papers/ FM + SM/ December 2021
Paper 23 Qs
Question Paper · December 2021

CA Inter FM + SM

This page contains all 23 questions from the CA Inter Financial Management & Strategic Management Question Paper for the December 2021 attempt cycle, sourced from VSI Jaipur, CATS.

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Q.c 03 marks medium Government Audit, CAG Duties and Responsibilities ⚡ Try this Q →
In case of Government entities, audit of accounts of stores and inventories has been developed as a part of expenditure audit. Discuss about the duties and responsibilities entrusted to C&AG.
CTTP

Worked Solution

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The Comptroller and Auditor-General (C&AG) is the constitutional head of the audit system in India, appointed under Article 148 of the Indian Constitution. The C&AG's duties and responsibilities regarding audit of stores and inventories in government entities, as part of expenditure audit, are as follows:

Verification and Validation:
The C&AG is responsible for verifying the physical existence of stores and inventories held by government entities to ensure they correspond with recorded quantities in the accounts. The C&AG must examine the accuracy, completeness, and authenticity of stores records maintained by government departments and ensure proper documentation of all transactions.

Valuation and Accounting Treatment:
The C&AG ensures that stores and inventories are valued in accordance with government rules and applicable accounting standards (such as cost method, FIFO, or weighted average cost). The C&AG verifies that the accounting treatment of stores conforms to government accounting principles and provisions of the relevant Acts.

Safeguarding and Control:
The C&AG examines whether proper safeguards exist against loss, theft, or misappropriation of stores. This includes reviewing storage conditions, access controls, insurance arrangements, and the effectiveness of internal control systems established to protect government assets.

Transaction Examination:
The C&AG verifies all transactions relating to purchase, receipt, issue, and disposal of stores. The C&AG ensures that procurement follows prescribed procedures, quotations are called when required, and disposal is properly authorized and evidenced.

Compliance Review:
The C&AG ensures compliance with applicable rules, regulations, and government orders issued for stores management, inventory control, and asset management policies.

Detection of Irregularities:
The C&AG identifies and reports any shortages, losses, wastages, obsolescence, or irregularities in stores. The C&AG examines whether discrepancies are investigated and resolved appropriately.

Audit Reporting:
The C&AG prepares detailed audit reports highlighting deficiencies and making recommendations for improvement in stores management systems and strengthening internal controls.

PLAN

Write it like this

Time target 5 min 24 sec

1The skeleton

- Start with C&AG's constitutional anchor — drop 'Article 148 of the Constitution' in line 1 so the examiner sees you know the source, not just the function.
- Group duties under 3-4 labelled heads (Verification, Valuation, Compliance, Reporting) — 3-mark answers live or die by scannable structure; prose paragraphs bleed marks.
- Use action verbs tied to the C&AG specifically — 'examines', 'verifies', 'reports', 'ensures' — because the question asks about duties entrusted to C&AG, not general audit procedures.
- Mention physical verification + records match as one head — this is the core of stores audit and examiners look for it explicitly; skipping it is the easiest way to lose a mark.
- Close with Audit Reporting — always end with the reporting duty; it signals you understand audit culminates in accountability, which is the whole point of C&AG's existence.

2Examiner-rewarded phrases

“audit of stores and inventories has been developed as a part of expenditure audit”“the C&AG is entrusted with the responsibility of verifying the physical existence of stores and ensuring they correspond with recorded quantities”“compliance with applicable rules, regulations, and government orders issued for stores management”

3Common trap

Don't fall for this

Most students list general audit steps (like 'check internal controls') without anchoring each point to C&AG's specific constitutional/statutory duty — you'll lose marks because the question is asking *who is responsible and for what*, not just *what good audit looks like*. Also, don't write this as a long paragraph; 3 marks means 3 distinct, labelled points.

Q.d 03 marks medium Charitable Institution Audit, Subscription and Donation Audi ⚡ Try this Q →
CA A is appointed as the auditor of a charitable institution. Discuss the audit procedure undertaken by him while auditing the Subscription and Donation received by the charitable institution.
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Q.1 03 marks medium MIS reports and decision making criteria ⚡ Try this Q →
Business managers use MIS reports in the decision making process. MIS reports need to ensure that it meets certain criteria to be most useful. Explain any three such criteria.
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Q.1 02 marks easy Network types and protocols ⚡ Try this Q →
Distinguish between Connection Oriented and Connectionless Networks.
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Q.1 14 marks very hard Auditing Standards and Company Law ⚡ Try this Q →
State with reasons whether the following statements are correct or incorrect. (Answer any seven)
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Q.2 06 marks medium Database Management Systems advantages ⚡ Try this Q →
Data is a critical resource that must be organized, controlled and managed properly. In order to achieve the same, it is decided to transform all its data into digitized form. As a Database Administrator of the company, you are required to suggest major advantages of Database Management Systems (DBMS) for data management.
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Q.2 04 marks medium BYOD policy advantages ⚡ Try this Q →
Briefly explain the advantages of business policy 'Bring Your Own Device' (BYOD).
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Q.2 14 marks very hard Audit Planning, Sampling and Professional Skepticism ⚡ Try this Q →
Case: CA S is requested to accept the appointment as an auditor of Luck Ltd. M/s. TP & Co., a firm of Chartered Accountants, is auditor of KSR Ltd. for many years. KSR Ltd. has diversified their business into newer areas during the last year. The senior member of the audit team handed over the standard audit programme of earlier years to the audit assistants and instructed them to follow the same.
Case scenario with multiple sub-questions
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Q.3 06 marks medium HR life cycle stages ⚡ Try this Q →
Human Resource Management (HRM) plays an important role in the effective and efficient management of the human resources in an enterprise. As an HR Manager of XYZ Ltd., which typical stages of HR life cycle will you implement in the company?
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Q.3 04 marks medium Business risks classification ⚡ Try this Q →
Categorize the different kinds of business risks that any enterprise faces.
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Q.3 04 marks medium Auditor responsibilities and written representations ⚡ Try this Q →
CA K is re-appointed as the auditor of B Ltd. He wants to re-confirm certain matters and has asked the management to give written explanations for the same. Under what circumstances can an auditor ask the management to reconfirm its acknowledgement and understanding of responsibilities in written representation?
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Q.3 04 marks medium Audit procedures for fixed assets and ownership verification ⚡ Try this Q →
CA R is the statutory auditor of QRS Ltd. While performing testing of additions during the year, he wanted to verify that: (i) All PPE (property, plant and equipment) are in the name of the entity he is auditing. (ii) For all additions to land and building in particular, the auditor desires to have concrete evidence about its ownership. (iii) The auditor wants to know whether the entity has valid legal ownership rights over the PPE, where it is kept as security for any borrowings. Advise the auditor on the audit procedure to be undertaken by him to establish the Rights and Obligations of the entity over the PPE.
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Q.3 03 marks medium Audit procedures for expense vouching ⚡ Try this Q →
Profit and Loss account of an organization shows various types of expenses like rent, power and fuel, repairs and maintenance, insurance, travelling, miscellaneous expenses etc., that are essential and incidental to running of business operations. What are the attributes that an auditor generally prefers for vouching these types of expenses?
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Q.3 03 marks medium Financial statement disclosure requirements ⚡ Try this Q →
How is "Cash and cash equivalents" disclosed in the Financial Statements as required under Schedule III (part 1) to Companies Act, 2013?
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Q.4 04 marks medium Compliance with laws and regulations, audit procedures ⚡ Try this Q →
Statutory Auditors of TRB Ltd. observed various instances when either the TRB Contribution required to be deducted has not been deducted or deducted at lower than applicable rates resulting in non-compliance of Income Tax provisions. Besides this, non-compliance under other acts like Labour Laws was also noticed by the auditor. What type of policies and procedures will you implement to assist in the prevention and detection of non-compliance with laws and regulations?
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Q.4 04 marks medium CARO 2016 reporting requirements ⚡ Try this Q →
State the auditor's reporting responsibilities under CARO 2016 when: (i) The company has raised money by public issue. (ii) The company has made private placement of shares.
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Q.4 03 marks medium Risk assessment for non-routine transactions ⚡ Try this Q →
Auditor of Sunshine Ltd. is of the view that due to greater management intervention to specify accounting treatment, the risk of material misstatement is greater for non-routine transactions. Is the view of the auditor correct? Specify the other matters due to which the risk of material misstatement is greater for significant non-routine transactions.
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Q.4 03 marks medium Audit procedures for expense verification ⚡ Try this Q →
Whether it is possible to independently verify the correctness of some of the items of expenses included in the statement of profit and loss? Explain with the help of some examples.
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Q.6 05 marks hard Strategic Management - Porter's Generic Strategies ⚡ Try this Q →
Case: Inspire of high commodity inflation, shortage of components and the threat of a fresh outbreak of COVID-19 pandemic in India, manufacturers of developed goods, home appliances and consumer electronics are expecting the business to grow by 12 to 25 percent in the coming months. After one-and-a-half years of disruption, manufacturers are now confident about managing their inventories better, keeping their supply channels well-stocked and preparing themselves to minimize the impact of any COVID related restrictions even as they gear up for the festive season, which usually accounts for 25 to 35 p…
With reference to Michael Porter's generic strategies, identify which strategy XXP India has planned for? Explain how this strategy will be advantageous to the company to remain profitable?
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Q.7 05 marks medium Organization Structure and Strategic Implementation ⚡ Try this Q →
A Chennai based fast moving consumer goods (FMCG) major CDE Ltd recently restructured its business. The company indicated that the business would be split into mainly four different streams - FMCG, E-commerce, Retail, and Research & Development. The company management has decided that these four units will operate as separate businesses. The top corporate officer shall delegate responsibility for day-to-day operations and business unit strategy to the concerned managers.
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Q.8 05 marks hard SWOT Analysis and Business Turnaround ⚡ Try this Q →
Case: STU's association with India goes back to 1967, when it played a key role in constructing a very long highway in India spreading over multiple states. Since then, it is contributing in many ways to the country's growth story. Now it is looking at playing an active role in the key projects taken up by the central government.
STU's association with India goes back to 1967, when it played a key role in constructing a very long highway in India spreading over multiple states. Since then, it is contributing in many ways to the country's growth story. Now it is looking at playing an active role in the key projects taken up by the central government.
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Q.9 05 marks medium Marketing Strategy and Growth Strategy ⚡ Try this Q →
Business organizations face countless marketing challenges that affect the success or failure of strategy implementation. In light of this statement, discuss some marketing decisions that require special attention.
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Q.10 05 marks medium Competitive Advantage and Strategic Management ⚡ Try this Q →
Each organization must build its competitive advantage keeping in mind the business warfare. This can be done by following the process of strategic management.
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