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Microlesson · 5-min read

Section 2(6) – Associate Company (Significant Influence & Joint Venture)

# Associate Company – Section 2(6)

## 1. The statutory test

> An associate company, in relation to another company, means a company in which that other company has a significant influence, but which is not a subsidiary of the company having such influence, and includes a joint venture company.

So three things must be true for Co. B to be an associate of Co. A:

1. Co. A has significant influence over Co. B.

2. Co. B is not a subsidiary of Co. A.

3. A joint venture company is automatically included as an associate.

## 2. What is "Significant Influence"?

Significant influence means either of the following:

  • Control of at least 20% of total voting power in the other company, OR
  • Control of, or participation in, business decisions under an agreement.

Either limb is enough. The 20% trigger is objective; the 'agreement' limb is qualitative.

## 3. What is a "Joint Venture"?

A joint venture is a joint arrangement whereby the parties that have joint control of the arrangement have rights to the net assets of the arrangement.

Key idea: joint control + rights to net assets (not just rights to outputs).

## 4. The Fiduciary-shareholding carve-out

Shares held by Company A in Company B in a fiduciary capacity are NOT counted when checking whether B is an associate of A.

Fiduciary capacity: a person who holds a legal/ethical relationship of trust with another and prudently takes care of money or other assets for that other person. The fiduciary is not the beneficial owner.

## 5. Mental model – Subsidiary vs Associate

TestSubsidiaryAssociate
Voting power thresholdMore than 50% (control)At least 20% (significant influence)
Nature of relationshipControlInfluence
Joint ventureNot relevantAutomatically included

If a company satisfies both tests, it is treated as a subsidiary — associate status is the residual category once subsidiaries are excluded.

Worked example

### Example 1

Q. Company A holds 25% of the equity shares of Company B in its own right, plus another 10% held in a fiduciary capacity for a trust. Is B an associate of A?

A. Only the 25% beneficially held is counted; the 10% held in fiduciary capacity is excluded by the explanation to Section 2(6). 25% ≥ 20% → A has significant influence over B and B is not a subsidiary (control >50% not reached). Hence B is an associate of A.

### Example 2

Q. Company P holds only 12% of voting power in Company Q. However, by virtue of an agreement, P participates in all key business decisions of Q. Is Q an associate of P?

A. Yes. The 20% test is not the only route to significant influence — control of, or participation in, business decisions under an agreement is an independent limb. Hence Q is an associate of P.

### Example 3

Q. Company X and Company Y together set up Company Z. They sign a joint-arrangement agreement giving them joint control and rights to Z's net assets. Is Z an associate of X?

A. Z is a joint venture company. Section 2(6) expressly includes a joint venture company within the meaning of 'associate company'. Hence Z is an associate of X (and also of Y).

⚠️ Common exam mistakes

  • Adding fiduciary-held shares while computing the 20% threshold — they must be excluded.
  • Treating 20% as the only test for significant influence — the 'participation under agreement' limb is independent.
  • Confusing associate with subsidiary: if control (>50%) exists, the company is a subsidiary, not an associate.
  • Forgetting that a joint venture company is automatically an associate, regardless of the 20% test.
  • Reading 'significant influence' as requiring majority control.
Bare-Act text Section 2(6) · Companies Act, 2013 · click to expand
Section 2(6) – "associate company", in relation to another company, means a company in which that other company has a significant influence, but which is not a subsidiary company of the company having such influence and includes a joint venture company. Explanation. – For the purposes of this clause – (a) the expression "significant influence" means control of at least twenty per cent. of total voting power, or control of or participation in business decisions under an agreement; (b) the expression "joint venture" means a joint arrangement whereby the parties that have joint control of the arrangement have rights to the net assets of the arrangement.
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