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Microlesson · 5-min read

Meaning and Types of Charge — Fixed vs Floating Charge

## What is a Charge?

Under Section 2(16) of the Companies Act, 2013, a 'charge' means an interest or lien created on the property or assets of a company or any of its undertakings or both as security and includes a mortgage.

### Essentials of a charge

  • It is created on the property/assets of the company (movable, immovable or even goodwill).
  • It is given as security for a loan/debt.
  • It may be created in favour of any person (bank, FI, debenture-holder, etc.).

## Types of Charge

### 1. Fixed Charge

  • Created on specific, identifiable and ascertained assets of the company.
  • The company cannot deal with (sell/transfer) the asset without consent of the charge-holder.
  • Example: Charge on Land & Building, specific machinery.

### 2. Floating Charge

  • Created on a class of present and future assets which keeps changing in the ordinary course of business (e.g., stock-in-trade, book debts).
  • The company is free to deal with the assets in the ordinary course until the charge crystallises.
  • On crystallisation, a floating charge becomes a fixed charge on the assets then in existence.
  • Example: Charge on stock of goods, debtors.

### Crystallisation of Floating Charge — occurs when:

1. The company goes into liquidation.

2. The company ceases to carry on business.

3. The charge-holder takes steps to enforce the security (e.g., appoints a receiver).

4. Any event specified in the charge document occurs (e.g., default in payment).

## Fixed vs Floating Charge — Comparative

BasisFixed ChargeFloating Charge
Nature of assetsSpecific, identified assetsClass of fluctuating assets
Right to deal with assetsRestrictedAllowed in ordinary course of business
CrystallisationNot applicableBecomes fixed on crystallisation
ExamplesLand, Building, specific plantStock, book debts

Worked example

### Example 1

Example: Beta Ltd. created a charge on its stock-in-trade (worth ₹50 lakh) in favour of State Bank to secure a cash credit limit of ₹40 lakh. Subsequently Beta Ltd. defaulted on interest. State Bank served notice and appointed a receiver. What is the nature of the charge and when did it crystallise?

Answer: It was originally a floating charge because stock-in-trade is a fluctuating asset that the company deals with in the ordinary course of business. The charge crystallised into a fixed charge the moment State Bank appointed a receiver to enforce the security (enforcement step + an event of default). From that point, Beta Ltd. cannot freely deal with the stock then in existence.

⚠️ Common exam mistakes

  • Treating a charge on stock or book debts as a 'fixed' charge — it is floating because the assets fluctuate.
  • Believing that the company cannot deal with assets subject to a floating charge — it can, until crystallisation.
  • Confusing 'mortgage' with 'charge' — though related, 'charge' under Companies Act has a wider statutory meaning per Section 2(16).
  • Forgetting that crystallisation can also happen on the occurrence of an event specified in the charge document, not only on liquidation.
Bare-Act text Section 2(16) · Companies Act, 2013 · click to expand
'charge' means an interest or lien created on the property or assets of a company or any of its undertakings or both as security and includes a mortgage.
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