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Microlesson · 5-min read

Section 9(1)(v)-(vii) – Interest, Royalty, Fees for Technical Services

# Interest, Royalty & Fees for Technical Services – Sections 9(1)(v), (vi), (vii)

These three clauses share a common logic based on who pays and where the money/right is used.

## The common framework

Income is deemed to accrue in India if payable by:

1. The Government → always taxable.

2. A Resident → generally taxable, except where used for:

  • a business/profession carried on outside India, or
  • earning any income from a source outside India.

3. A Non-resident → generally not taxable, except where used for a business/profession or source of income in India.

## Master summary table

Amount paid byInterestRoyaltyFTS
GovernmentTTT
Resident (general)TTT
→ used for B/P outside IndiaNTNTNT
→ used for other source outside IndiaNTNTNT
Non-resident (general)NTNTNT
→ used for B/P in IndiaTTT
→ used for other source in IndiaNTTT

T = Taxable (deemed to accrue); NT = Not taxable.

> ⚠️ Note the asymmetry in the last row: for a non-resident payer, where the money/right is used for a source (not B/P) in India, Interest is NT but Royalty and FTS are T.

## Special interest exception (Sec 9(1)(v))

Where a resident borrows but uses the funds for a business/profession outside India or to earn income from a source outside India, the interest is not taxable in India.

## Meaning of Royalty [Sec 9(1)(vi)]

Consideration for:

  • Transfer of rights in / use of patents, inventions, models, designs, secret formula, process, trademark, or similar property.
  • Imparting information on use/working of patents, inventions, etc.
  • Imparting technical, industrial, commercial or scientific knowledge, experience or skill.
  • Use or right to use industrial/commercial/scientific equipment.
  • Transfer of rights in copyrights, literary/artistic/scientific work, films/tapes for TV or radio.
  • Rendering services connected with the above.

Key clarifications:

  • Computer software: Consideration for the use/right to use computer software (including licences, any medium) is royalty.
  • Royalty includes consideration for a right/property/information even if the payer has no possession/control, does not directly use it, or it is not located in India.
  • 'Process' includes transmission by satellite, cable, optic fibre or similar technology — whether or not the process is secret.
  • Royalty covers both industrial and copyright royalties but excludes income taxable as capital gains.
  • Exception: Lumpsum royalty paid by a resident to a non-resident for transfer of rights in computer software supplied along with computer hardware under the approved Policy on Computer Software Export, 1986 is NOT deemed to accrue in India.

## Clarification for clauses (v), (vi), (vii)

Interest, royalty or FTS is included in the non-resident's total income whether or not:

  • the non-resident has a residence, place of business or business connection in India, AND
  • the non-resident has rendered services in India.

In short — the income is deemed to accrue in India even if services are rendered entirely outside India.

Worked example

### Example 1

Interest – resident payer: An Indian resident borrows ₹50 lakh from a non-resident and uses it for a business carried on in Dubai. The interest is NOT deemed to accrue in India, because the borrowed money was used for a business outside India [exception to Sec 9(1)(v)].

### Example 2

Royalty – non-resident payer, source in India: A non-resident pays royalty to another non-resident for use of a patent to earn income from a source in India (not a business). Per the table, royalty in this case is Taxable in India, even though equivalent interest would be NT.

### Example 3

Software with hardware: An Indian company pays a lumpsum to a US firm for software bundled with imported hardware under the approved 1986 scheme. This royalty is NOT deemed to accrue in India (specific exception).

### Example 4

FTS rendered abroad: A non-resident provides technical consultancy entirely from Singapore to an Indian resident for a business in India. The FTS is deemed to accrue in India even though no service was rendered in India [Explanation to Sec 9(1)(vii)].

⚠️ Common exam mistakes

  • Treating Interest, Royalty and FTS identically in the 'non-resident payer / source in India' row — Interest is NT, but Royalty and FTS are T.
  • Believing a non-resident must render services in India for FTS to be taxable — the Explanation expressly removes that requirement.
  • Classifying software payments as business income instead of royalty.
  • Forgetting that royalty excludes amounts that are taxable as capital gains.
  • Missing the lumpsum software-with-hardware exception under the 1986 scheme.
Bare-Act text Section 9(1)(v), (vi), (vii) · Income-tax Act, 1961 · click to expand
Section 9(1)(v) [interest], 9(1)(vi) [royalty], 9(1)(vii) [fees for technical services] payable by the Government; or by a resident, except where it is payable in respect of debt incurred / rights used / services utilised for the purposes of a business or profession carried on outside India or for earning income from any source outside India; or by a non-resident where it is payable in respect of debt incurred / rights used / services utilised for the purposes of a business or profession carried on in India or for earning income from any source in India. Explanation: such income shall be included in the total income of the non-resident whether or not the non-resident has a residence or place of business or business connection in India or has rendered services in India.
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