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Past papers/ Audit & Ethics/ May 2014
Paper 13 Qs
Suggested Answers · May 2014

CA Inter Audit & Ethics

This page contains all 13 questions from the CA Inter Auditing & Ethics Suggested Answers for the May 2014 attempt cycle, sourced from VSI Jaipur.

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Q.c 04 marks medium Accounting Standard 12 - Government Grants ⚡ Try this Q →
Explain in brief the treatment of Refund of Government Grants in line with AS 12 in the following three situations: (i) When Government Grant is related to revenue, (ii) When Government Grant is related to specific fixed assets, (iii) When Government Grant is in the nature of Promoter's contribution.
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Worked Solution

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AS 12 - Treatment of Refund of Government Grants

(i) When Government Grant is related to Revenue:
Revenue grants are initially recognized as deferred income (liability) and systematically recognized in the Profit & Loss statement as income over the periods matching related expenses. Upon refund, the previously recognized income is reversed/adjusted downward in the P&L statement in the period of refund. The net effect is that the entity recognizes only the net government assistance actually retained. If the grant had already been fully recognized as income, the refund is treated as an expense reducing net income.

(ii) When Government Grant is related to Specific Fixed Assets:
Capital grants can be accounted for using the capital method (reducing asset cost) or the deferred income method (recognizing as liability). Treatment of refund differs:

Capital Method: The cost of the fixed asset is adjusted upward (increased) by the refund amount. Depreciation charged in prior periods stands unchanged, but prospective depreciation is recalculated on the revised higher carrying amount to reflect actual assistance received.

Deferred Income Method: The deferred income (liability) balance is reversed/adjusted by the refund amount. Any remaining unrecognized balance is written back as income adjustment in the P&L statement. This ensures the asset carrying value aligns with actual government benefit retained.

(iii) When Government Grant is in the Nature of Promoter's Contribution:
Grants classified as capital contributions (promoter's contribution) are credited directly to equity and bypass the P&L statement. Upon refund, the treatment is direct deduction from equity (capital account or reserves as appropriate). No P&L impact arises since the original grant was capital in nature. The refund reverses the equity increase previously recorded, ensuring the entity's capital reflects only the net capital contributions actually received and available.

Core Principle: The treatment of refund mirrors the original nature of the grant—revenue refunds adjust income, capital asset refunds adjust asset cost/deferred income, and capital contribution refunds adjust equity directly.

PLAN

Write it like this

Time target 7 min 12 sec

1The skeleton

- Open with the refund principle under AS 12 — one crisp line saying refund is accounted for by reversing the original treatment; this frames every part and signals to the examiner you understand the logic, not just the rules.
- Write all three parts as numbered sub-headings matching the question — (i), (ii), (iii) in sequence; examiner's checking grid is literally mapped to these three, so if you bury them in prose you lose easy ticking marks.
- In part (ii), split into Capital Method and Deferred Income Method explicitly — this is where most marks live in a 4-marker; missing one method means you've answered only half the sub-part.
- In part (iii), land the killer line: 'no effect on P&L, refund debited to Capital Reserve/equity' — examiners are scanning for this exact phrase; if it's not there, they assume you don't know the distinction.
- End each sub-part with the net effect — one sentence on what the final balance sheet / P&L looks like post-refund; this shows application thinking which ICAI rewards over rote recall.

2Examiner-rewarded phrases

“the amount refundable is applied first against any unamortised deferred credit remaining in respect of the grant”“the grant related to a depreciable fixed asset is treated as deferred income which is recognised in the profit and loss statement on a systematic and rational basis over the useful life of the asset”“grants of the nature of promoters' contribution should be credited to capital reserve and treated as a part of shareholders' funds”

3Common trap

Don't fall for this

Heads up — for part (ii) almost everyone writes only the Capital Method and skips Deferred Income Method entirely, losing 1–1.5 marks in a 4-marker. The question says 'specific fixed assets', not 'capital method', so you MUST cover both methods or the answer is structurally incomplete even if everything you wrote is correct.

Q.d 05 marks medium Earnings Per Share (EPS) calculation with rights issue ⚡ Try this Q →
Discounted rates for the first 5 years are as below: At 10%: 0.909, 0.836, 0.751, 0.683, 0.621 At 14%: 0.877, 0.769, 0.675, 0.592, 0.519 The following information is available for ABL Ltd. for the accounting year 2012-13 and 2013-14: Net profit for 2012-13: ₹22,00,000 Net profit for 2013-14: ₹30,00,000 No of shares outstanding prior to right issue: 10,00,000 shares Right issue: One new share for each five shares outstanding (i.e. 2,00,000 shares) Right issue price: ₹25 Last date to exercise right: 31st July, 2013 Fair value of one equity share immediately prior to exercise of rights on 31.07.2013 is ₹32. You are required to compute:
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Q.d 04 marks medium Partnership - Premium and Refund ⚡ Try this Q →
W paid a premium to other partners of the firm at the time of his admission to the firm, with a condition that the firm will not be dissolved before expiry of five years. The firm is dissolved after three years. W claims refund of premium.
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Q.e 04 marks medium Companies Act - Share Buyback ⚡ Try this Q →
Give four conditions to be fulfilled by a Joint Stock Company to buy back its equity Shares.
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Q.2 16 marks very hard Partnership liquidation and cash distribution to partners ⚡ Try this Q →
Case: Partnership liquidation with monthly cash distributions
The partners P, Q & R have called you to assist them in winding up the affairs of their partnership on 31.12.2013. Their balance sheet as on that date is given below: Liabilities: Capital Accounts (P: ₹65,000, Q: ₹50,500, R: ₹32,000), Sundry Creditors: ₹16,000, Total: ₹1,63,500 Assets: Land & Building: ₹50,000, Plant & Machinery: ₹46,000, Furniture & Fixture: ₹10,000, Stock: ₹14,500, Debtors: ₹14,000, Cash at Bank: ₹9,000, Loan P: ₹13,000, Loan Q: ₹7,000, Total: ₹1,63,500 Conditions: (a) The partners share profits and losses in the ratio of 4:3:2. (b) Cash is distributed to the partners at the end of each month. (c) A summary of liquidation transactions are as follows in January 2014: - ₹9,000 collected from debtors; balance is uncollectible. - ₹8,000 received from the sale of some furniture. - ₹1,000 Liquidation expenses paid.
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Q.2 00 marks easy Partnership liquidation and cash distribution ⚡ Try this Q →
Case: February 2014: ₹1,000 - Liquidation expenses paid. As part payment of his capital, R accepted a machinery for ₹9,000 (book value ₹3,500). ₹2,000 – Cash retained in the business at the end of month. March 2014: ₹38,000 – received on the sale of remaining plant and machinery. ₹10,000 – received from the sale of entire stock. ₹1,700 – Liquidation expenses paid. ₹41,000 – Received on sale of land & building. No Cash is retained in the business.
You are required to prepare a schedule of cash payments amongst the partners by 'Higher Relative Capital Method'.
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Q.3(a) 08 marks hard Debenture redemption and sinking fund accounts ⚡ Try this Q →
Case: ZED Ltd. had 25,000 10% Debentures of ₹100 each outstanding as on 1st April 2013, redeemable on 31st March 2014. On 1st April 2013, Sinking Fund was ₹24 lakhs represented by 3,000 own Debentures purchased at the average price of ₹98 and 8% Stocks of face value of ₹22 lakhs. The annual instalment towards Sinking Fund was ₹90,000. On 31st March 2014, the investments were realized at ₹97 and the Debentures were redeemed.
Draw the following Accounts for the year ended 31st March, 2014: (i) 10% Debenture Account, (ii) Debenture Redemption Sinking Fund Account, (iii) Show the necessary working notes
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Q.3(b) 08 marks hard Share underwriting and liability calculation ⚡ Try this Q →
Case: A company made a public issue of 2,00,000 equity shares of ₹10 each for which an undertaking of ₹2 per share. The entire issue was underwritten by the underwriters L, M, N and O in the ratio of 4:3:2:1 respectively with firm underwriting of 5,000, 4,000, 4,200 and 8,000 shares marked in favour of L, M, N and O respectively. The company received applications for 1,50,000 shares (excluding firm underwriting) from the public, out of which applications for 5,500, 4,000, 4,200 and 8,000 shares were marked in favour of L, M, N and O respectively.
Calculate the liability of each underwriter as regards the number of shares to be taken up assuming that the benefit of firm underwriting is not given to the individual underwriter.
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Q.4 16 marks very hard Amalgamation of companies ⚡ Try this Q →
Case: P Ltd. and Q Ltd. were carrying on the business of manufacturing auto components. Both the companies decided to amalgamate and a new company PQ Ltd. is to be formed with an Authorized Capital of ₹10,00,000 divided into 1,00,000 equity shares of ₹10 each. The Balance Sheet of the companies as on 31.03.2014 were as under:
P Ltd. and Q Ltd. were carrying on the business of manufacturing auto components. Both the companies decided to amalgamate and a new company PQ Ltd. is to be formed with an Authorized Capital of ₹10,00,000 divided into 1,00,000 equity shares of ₹10 each. [Question truncated at page boundary]
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Q.5 00 marks hard Fixed Assets and Insurance Accounting ⚡ Try this Q →
Jay Electricity Company keeps accounts under the Double Account System. It decides to replace its old Plant with a New Plant. The cost of the new plant is ₹ 250 Lakhs. In addition, goods worth ₹ 38 lakhs have been used in the construction of the new Plant. The old Plant was sold as scrap for ₹ 15 lakhs.
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Q.6 08 marks hard Branch Accounting - Journal Entries and Rectification ⚡ Try this Q →
Pass necessary Journal entries in the books of an Independent Branch of a Company, wherever required, to rectify or adjust the following:
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Q.7 16 marks very hard Bank provisioning, Balance Sheet classification under Schedu ⚡ Try this Q →
Answer any four of the following:
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Q.9 00 marks hard Accounting for Amalgamation/Merger ⚡ Try this Q →
The assets and liabilities of the existing companies are to be transferred at book value with the exception of some items detailed below: (i) Goodwill of P Ltd. was worth ₹ 50,000 and of Q Ltd. was worth ₹ 1,50,000. (ii) Furniture & Fixture of Q Ltd. was valued at ₹ 35,000. (iii) The debtors of P Ltd. are realized fully and bank balance of P Ltd. are to be retained by the liquidator and the sundry creditors are to be paid out of the proceeds thereof. (iv) The debentures of P Ltd. are to be discharged by issue of 8% debentures of PQ Ltd. at a premium of 10%. You are required to: (i) Compute the basis on which shares in PQ Ltd. will be issued as per to the shareholders of the existing companies. (ii) Draw up a Balance Sheet of PQ Ltd. as at 1st April, 2014, the date of completion of amalgamation. (iii) Write up journal entries including bank entries for closing the books of P Ltd.
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