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Microlesson · 5-min read

Financial Statement [Section 2(40)]

## Financial Statement [Section 2(40)]

### Definition

'Financial Statement' in relation to a company, includes:

1. A Balance Sheet as at the end of the financial year;

2. A Profit and Loss Account (or, in the case of a company carrying on any activity not for profit, an Income and Expenditure Account) for the financial year;

3. Cash Flow Statement for the financial year;

4. A Statement of Changes in Equity, if applicable; and

5. Any explanatory note annexed to, or forming part of, any document referred to above.

### Important Exemption — Cash Flow Statement

The financial statement, with respect to the following classes of companies, need NOT include a Cash Flow Statement:

1. One Person Company (OPC)

2. Small Company

3. Dormant Company

4. Private Company (Start-up)

### Memory Aid — 'OSDS' Companies

OPC, Small, Dormant, Start-up Private Companies are exempt from preparing Cash Flow Statements.

Worked example

### Example 1

Q. Is ABC OPC required to prepare and file a Cash Flow Statement as part of its financial statements?

A. No. A One Person Company is specifically exempted from including a Cash Flow Statement in its financial statements as per the proviso to Section 2(40).

⚠️ Common exam mistakes

  • Limiting 'Financial Statement' to only the Balance Sheet and P&L.
  • Forgetting the Statement of Changes in Equity for Ind-AS-compliant companies.
  • Failing to recall the four-company exemption from Cash Flow Statement requirements.
  • Overlooking that explanatory notes form part of the financial statement.
Bare-Act text Section 2(40) · Companies Act, 2013 · click to expand
'Financial statement' in relation to a company, includes — (i) a balance sheet as at the end of the financial year; (ii) a profit and loss account, or in the case of a company carrying on any activity not for profit, an income and expenditure account for the financial year; (iii) cash flow statement for the financial year; (iv) a statement of changes in equity, if applicable; and (v) any explanatory note annexed to, or forming part of, any document referred to in sub-clause (i) to sub-clause (iv): Provided that the financial statement, with respect to One Person Company, small company, dormant company and private company (if such private company is a start-up) may not include the cash flow statement.
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