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Microlesson · 5-min read

Auditor's Report for Nationalised Banks and Format of Report

## Auditor's Report for Nationalised Banks

### Report to the Central Government

For a nationalised bank (and SBI), the auditor must report to the Central Government — not shareholders — on four points:

PointWhat Must Be Stated
(a) True & Fair ViewWhether the financial statements present a true and fair view; and if explanations were called for, whether they were given and whether satisfactory
(b) Transactions within PowersWhether transactions that came to the auditor's notice were within the bank's powers
(c) Adequacy of ReturnsWhether returns received from branches and offices were adequate for the purpose of audit
(d) Any Other MatterAny matter the auditor considers should be brought to the Central Government's notice

> Note: The SBI auditor's report follows almost the same format.

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### Format of Report — Key Requirements

1. SA Compliance: Both central and branch auditors must ensure the audit report complies with Standards on Auditing (especially those covered in the chapter on Audit Reports).

2. Unaudited Branches Disclosure: Not just the number of unaudited branches — but also quantification of:

  • Advances
  • Deposits
  • Interest income
  • Interest expense

…for those unaudited branches.

3. Section 143, Companies Act 2013: The bank auditor must also report matters covered under Section 143 of the Companies Act, 2013.

4. CARO 2020 Not Applicable: The Companies (Auditor's Report) Order, 2020 does not apply to a banking company as defined under Section 5(c) of the Banking Regulation Act, 1949.

Worked example

### Example 1

Example — Exam-style MCQ reasoning: A student asks: 'Does CARO 2020 apply to a nationalised bank?' Answer: No. Banking companies (defined u/s 5(c) of Banking Regulation Act, 1949) are specifically excluded from CARO 2020. The auditor still reports under Section 143, Companies Act 2013, but not CARO.

### Example 2

Example — True/False question: 'The auditor of a nationalised bank issues his report to the shareholders in the AGM.' — FALSE. The report is made to the Central Government, not to shareholders, as nationalised banks are government-owned entities.

⚠️ Common exam mistakes

  • Confusing the recipient of the report: for nationalised banks it is the Central Government, not shareholders or the Board.
  • Forgetting that unaudited branch disclosure must include quantification (advances, deposits, interest income, interest expense) — not just the count of unaudited branches.
  • Incorrectly stating that CARO 2020 applies to banking companies — it is explicitly excluded.
  • Assuming SBI report is different from a nationalised bank report — it is almost identical and is also made to the Central Government.
Bare-Act text Section 143 · Companies Act, 2013 · click to expand
The auditor of a company shall make a report to the members of the company on the accounts examined by him...
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