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Microlesson · 5-min read

Types of Dividend — Interim vs Final

# Types of Dividend — Interim & Final

## 1. Interim Dividend [Sec 123(3)]

Declared and paid before the close of the financial year and before the AGM, by the Board of Directors.

### Key Features

FeatureDetails
Who declaresBoard of Directors (no need to wait for AGM)
WhenAny time between closure of FY and the AGM
Sources(i) Surplus in P&L A/c, (ii) Profits of current FY, (iii) Profits up to the quarter immediately preceding declaration
RatificationMust be ratified by members at the ensuing AGM
Loss scenarioIf company has incurred a loss in the current FY up to the end of the quarter immediately preceding declaration, the interim dividend rate cannot exceed the average dividend rate of the immediately preceding 3 FYs
Separate bank a/cAmount must be deposited in a separate bank account within 5 days of declaration
Other provisionsAll provisions relating to final dividend apply mutatis mutandis to interim dividend

## 2. Final Dividend

Declared at the AGM after the close of the financial year.

### Key Features

  • The Board recommends a rate; members approve at AGM.
  • Members cannot increase the recommended rate, but may reduce it or approve as is.

## 3. Side-by-Side Comparison

BasisInterim DividendFinal Dividend
DefinitionDeclared and paid during an accounting year, before finalisation of accountsRecommended by Board, approved by members at AGM, after close of FY
AnnouncementAnnounced by Board of DirectorsRecommended by Board, approved by shareholders
Time of declarationBefore preparation of Financial StatementsAfter preparation of Financial Statements
RevocationCan be revoked with consent of all shareholdersCannot be revoked once declared at AGM
Provision in AOAArticles must specifically permit declarationNo specific provision in articles required

## Why Two Categories?

  • Interim dividend lets companies share profits quickly when business is doing well mid-year, without waiting 9-12 months for the AGM.
  • Final dividend is the safer, formal mechanism that uses fully audited annual accounts and member approval.

## Key Takeaway

When there's a current-year loss up to the previous quarter, the safety cap of 3-year average rate kicks in for interim dividends — to prevent the Board from paying out cash the company may not actually earn for the full year.

Worked example

### Example 1

Example 1 (Interim Dividend with Loss): ABC Ltd. wants to declare interim dividend on 15-Oct-2025. From 01-Apr-2025 to 30-Sep-2025 (quarter ending immediately preceding declaration), the company has a net loss of ₹2 crore. The dividend rates of the last 3 FYs were 18%, 12% and 15%. The maximum interim dividend rate permissible = (18 + 12 + 15)/3 = 15%.

### Example 2

Example 2 (Separate Bank Account): On 10-Nov-2025, the Board of XYZ Ltd. declares an interim dividend of ₹5 crore. The amount must be transferred to a separate scheduled bank account by 15-Nov-2025 (within 5 days of declaration). Failure attracts the Sec 124/127 consequences applied mutatis mutandis.

### Example 3

Example 3 (Cannot revoke final dividend): PQR Ltd. declared a final dividend of 20% at its AGM on 30-Sep-2025. The next day, a senior director argues the company needs cash. The dividend cannot be revoked — it is now a debt of the company. Contrast: an interim dividend declared on 01-Aug-2025 could have been revoked with unanimous shareholder consent.

⚠️ Common exam mistakes

  • Stating that interim dividend requires AGM approval to be 'declared' — it is declared by the Board itself; AGM only ratifies it.
  • Forgetting the 3-year average cap applies only when there is a current-year loss up to the previous quarter.
  • Confusing the 5-day rule (deposit in separate bank account) with the 30-day rule (payment to shareholders).
  • Believing final dividend can be revoked with shareholder consent — once declared at AGM it cannot be revoked.
  • Mixing up which dividend needs AOA backing — only interim dividend requires specific authority in the Articles.
Bare-Act text Section 123(3) · Companies Act, 2013 · click to expand
Section 123(3): The Board of Directors of a company may declare interim dividend during any financial year or at any time during the period from closure of financial year till holding of the annual general meeting out of the surplus in the profit and loss account or out of profits of the financial year for which such interim dividend is sought to be declared or out of profits generated in the financial year till the quarter preceding the date of declaration of the interim dividend: Provided that in case the company has incurred loss during the current financial year up to the end of the quarter immediately preceding the date of declaration of interim dividend, such interim dividend shall not be declared at a rate higher than the average dividends declared by the company during the immediately preceding three financial years.
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