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Microlesson · 5-min read

RCM on Securities Lending (Entry 16)

# RCM on Lending of Securities – Entry 16

## The Entry

SupplierServiceRecipient
Lender — a person who deposits securities registered in his name or in the name of any other person duly authorised on his behalf with an approved intermediary for the purpose of lending under SEBI's SchemeService of lending of securities under the Securities Lending Scheme, 1997 of SEBIBorrower — a person who borrows the securities under the Scheme through an approved intermediary of SEBI

## Background

Under SEBI's Securities Lending and Borrowing (SLB) framework, lenders (often long-term holders) lend securities to borrowers (often short-sellers) through an approved intermediary (clearing corporation). The lending fee is treated as a taxable service.

## Why RCM?

  • Borrowers are typically registered market participants making it administratively simpler to collect GST from them.
  • The lender base is wide and fragmented.

## Parliament / Legislatures / Courts / Tribunals — Important Note

The RCM notification's provisions referring to CG/SG also apply to Parliament and State Legislatures, Courts and Tribunals wherever the supplier is one of these bodies.

Worked example

### Example 1

Example: Mr. L lends 10,000 shares of ABC Ltd under SEBI's Securities Lending Scheme, 1997 through an approved intermediary to Mr. B, who borrows for short-selling. The lending fee earned by L is taxable under GST and the borrower (Mr. B) pays GST under RCM.

⚠️ Common exam mistakes

  • Applying RCM under Entry 16 to general securities transactions — only lending under SEBI's specific scheme via approved intermediary qualifies.
  • Treating the intermediary as the recipient — the recipient is the borrower of securities.
Reference: Entry 16 — Notification No. 13/2017-CTR dated 28.06.2017 (as amended); SEBI Securities Lending Scheme, 1997
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