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Microlesson · 5-min read

Pre-determined Rate vs Actual Rate; Under/Over Absorption and its Treatment

# Pre-determined Rate vs Actual Rate, and Under/Over Absorption

## Two ways to compute an absorption rate

FormulaTiming
Pre-determined RateBudgeted Overheads ÷ Budgeted Base QuantitySet in advance, used during the period
Actual RateActual Overheads ÷ Actual Base QuantityComputed at year-end

## Three overhead figures to keep straight

  • Budgeted Overheads = Budgeted Overheads ÷ Budgeted Base Quantity (planning figure)
  • Absorbed Overheads = Pre-determined Rate × Actual Base Quantity
  • Actual Overheads = Actual Overheads ÷ Actual Base Quantity (what really happened)

## Why under/over absorption arises

Because we absorb using a pre-determined rate, the amount absorbed rarely equals the actual.

$$\text{Under / Over Absorption} = \text{Actual Overheads} - \text{Absorbed Overheads}$$

  • Actual > Absorbed → UNDER absorption (too little charged to products)
  • Absorbed > Actual → OVER absorption (too much charged to products)

## Treatment at year-end

At the year-end, the difference must be corrected in the cost sheet / cost ledger. Treatment depends on the cause:

```

Under / Over Absorption

├── Due to NORMAL price-level changes → PRODUCT cost

│ → Apportion to entire year's production using a Supplementary Overhead Rate

└── Due to INEFFICIENCY / ABNORMAL reasons → PERIOD cost

→ Transfer to Costing Profit & Loss A/c

```

## Supplementary Absorption Rate (for the normal/product-cost route)

When treated as product cost, the amount is spread across stocks and cost of sales using a supplementary rate.

Steps:

1. Apportion across the whole period's production using a supplementary rate.

2. $$\text{Supplementary Rate} = \frac{\text{Amount of under/over absorption}}{\text{Quantity Produced}}$$

3. $$\text{Quantity Produced} = \text{Qty Sold} + \text{Closing Finished Goods} + (\text{Closing WIP} \times \text{Degree of Completion})$$

4. Transfer the apportioned amount to:

  • Quantity Sold → Cost of Sales A/c
  • Closing Finished Goods → Finished Goods Control A/c
  • Closing WIP → WIP Control A/c

## Journal entry (under-absorption, supplementary rate)

```

Cost of Sales A/c Dr

Finished Goods Control A/c Dr

WIP Control A/c Dr

Costing P&L A/c (period cost) Dr

To Production Overheads A/c

```

Worked example

### Example 1

Computing the supplementary rate. Suppose under-absorption for the year = ₹60,000. Units sold = 8,000; closing finished goods = 1,500 units; closing WIP = 1,000 units at 50% completion.

Quantity Produced = 8,000 + 1,500 + (1,000 × 50%) = 8,000 + 1,500 + 500 = 10,000 units.

Supplementary Rate = ₹60,000 ÷ 10,000 = ₹6 per unit.

Apportionment: Cost of Sales = 8,000 × 6 = ₹48,000; Finished Goods Control = 1,500 × 6 = ₹9,000; WIP Control = 500 × 6 = ₹3,000. Total = ₹60,000.

⚠️ Common exam mistakes

  • Reversing the under/over rule: Actual > Absorbed is UNDER absorption (not over). Remember — if you absorbed less than actual, you under-absorbed.
  • Computing Absorbed Overheads using budgeted base quantity. It must be Pre-determined Rate × ACTUAL base quantity.
  • Routing ALL under/over absorption to Costing P&L. Only the portion due to inefficiency/abnormal causes (period cost) goes to P&L; the normal price-level portion is a product cost spread via supplementary rate.
  • Forgetting to weight closing WIP by its degree of completion when computing 'Quantity Produced' for the supplementary rate.
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