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Microlesson · 5-min read

Modes of Security for Bank Advances — Mortgage, Pledge, Hypothecation, Assignment, Set-off, Lien

## Modes of Security for Bank Advances

### Classification of Security

TypeMeaning
Primary SecurityThe main asset financed by the loan (e.g., the car bought with the car loan)
Collateral SecurityAdditional security offered over and above the primary security

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### Six Modes of Creating Security

#### 1. Mortgage (Immovable Property)

Transfer of interest in immovable property to secure a debt. Ownership does not transfer.

Sub-typeHow Created
Registered MortgageThrough a registered instrument — a Mortgage Deed executed and registered with the sub-registrar
Equitable MortgageBy mere deposit of title deeds with the lender — no registration required

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#### 2. Pledge (Movable Property)

  • Physical possession of goods is transferred to the bank.
  • Legal ownership remains with the borrower.
  • Bank can sell the pledged goods if borrower defaults.
  • Governed by Sections 172–179 of the Indian Contract Act, 1872.

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#### 3. Hypothecation (Movable Property)

  • Both ownership AND possession remain with the borrower.
  • Borrower sends periodic stock statements to the bank.
  • A Hypothecation Agreement is executed between borrower and bank.
  • Used for: car loans (vehicle stays with borrower), CC working capital limits (stock as security).

#### Pledge vs. Hypothecation — Quick Contrast

FeaturePledgeHypothecation
PossessionWith BankWith Borrower
OwnershipWith BorrowerWith Borrower
Asset typeMovableMovable
ExampleGold loanCar loan, CC against stock

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#### 4. Assignment

  • Transfer of actionable claims (existing or future rights/debts) from borrower to bank as security.
  • The bank steps into the borrower's shoes to collect the assigned claim if there is a default.
  • Examples: Assign benefit of Life Insurance Policy to secure a personal loan; assign trade receivables to avail a loan.

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#### 5. Set-Off

  • Bank's right to adjust the debit balance in a borrower's loan account against any credit balance in another account of the same borrower.
  • Condition: Both accounts must be in the same name.
  • Scope: All branches of one bank are treated as a single entity for this purpose.

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#### 6. Lien

  • Legal charge created (with the owner's consent) giving the bank the right to seize or liquidate an asset.
  • Unlike pledge, possession need not be delivered — the right is over assets already held by the bank (e.g., FDs, securities in the bank's custody).
  • Example: Bank puts an FD on lien — borrower cannot prematurely break the FD without bank permission.

Worked example

### Example 1

Pledge: Priya wants a gold loan of ₹2 lakh. She deposits gold ornaments worth ₹3 lakh at the bank branch. The bank holds the gold (possession), but Priya remains the legal owner. If she defaults, the bank auctions the gold to recover the loan. This is a classic pledge over movable property.

### Example 2

Hypothecation: Raju takes a car loan of ₹6 lakh to buy a new sedan. The car is registered in Raju's name, he drives it daily (possession + ownership both with Raju). The bank holds a hypothecation charge — a charge stamped on the RC book. If Raju defaults, the bank initiates recovery and takes possession under the hypothecation agreement.

### Example 3

Equitable Mortgage: Seema takes a home loan of ₹40 lakh by depositing the original title deeds of her flat with the bank. No deed is registered. The act of depositing title deeds at the bank's registered office creates an Equitable Mortgage — cheaper and faster than a Registered Mortgage.

### Example 4

Set-Off: Raju has a personal loan of ₹50,000 outstanding and an FD of ₹1,00,000 in the same bank. Raju defaults on the loan. The bank exercises its right of set-off — it adjusts ₹50,000 from the FD against the loan. Condition: both accounts must be in Raju's name (same name).

### Example 5

Assignment: A small business borrows ₹10 lakh from a bank by assigning its trade receivables of ₹15 lakh (amounts owed by customers). If the business defaults, the bank collects directly from those customers — it has been assigned the right to receive those funds.

⚠️ Common exam mistakes

  • Confusing Pledge and Hypothecation — in Pledge, POSSESSION moves to the bank; in Hypothecation, both possession and ownership stay with the borrower.
  • Stating that ownership transfers in a Pledge — it does NOT; only possession is transferred.
  • Saying Mortgage requires registration in all cases — Equitable Mortgage requires only deposit of title deeds, no registration.
  • Assuming Set-off works across different banks — it only works within the SAME bank (all branches treated as one entity).
  • Confusing Lien with Pledge — Lien is a right over assets already in the bank's custody; Pledge requires deliberate delivery of goods to the bank.
Bare-Act text Section 172 — 'Pledge', 'Pawnor' and 'Pawnee' defined · Indian Contract Act, 1872 · click to expand
A pledge is the bailment of goods as security for payment of a debt or performance of a promise. The person delivering the goods is called the pawnor. The person to whom they are delivered is called the pawnee.
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