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Microlesson · 5-min read

SA 701 – Communicating Key Audit Matters in the Independent Auditor's Report

## SA 701 – Key Audit Matters (KAM)

### What are Key Audit Matters?

Key Audit Matters are those matters that, in the auditor's professional judgement, were most significant during the audit of the current period's FS.

They are selected from matters communicated to TCWG (Those Charged With Governance) — i.e., KAMs are a subset of all matters discussed with TCWG, specifically the most significant ones.

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### Where do KAMs appear?

In a separate section of the Independent Auditor's Report titled 'Key Audit Matters'.

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### What must the auditor communicate for each KAM?

1. Description of the key audit matter.

2. How the matter was addressed during the audit (procedures performed, findings, conclusions).

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### Purpose of KAM

PurposeExplanation
Add communicative valueMakes the auditor's report more informative by providing greater transparency into the audit
Assist users in understanding the entityHighlights areas of significant management judgement (e.g., impairment estimates, revenue recognition policies)
Assist users in understanding the auditInforms users which matters required the most attention during the audit

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### Key Rules

  • KAMs are applicable to listed entities (mandatory) and may be applied to others voluntarily or by law.
  • KAMs do not replace a modified opinion — if a matter leads to modification, it is dealt with under SA 705/706 and may also be described as a KAM.
  • KAMs do not create separate opinions on individual matters; they are explanatory.
  • If all KAMs are also reported as Emphasis of Matter (EOM) paragraphs, they are not repeated in the KAM section (no duplication).

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### Factors that determine significance (basis for selecting KAMs)

  • Areas of higher assessed risk of material misstatement.
  • Areas involving significant management judgement (e.g., accounting estimates, provisions).
  • Audit areas that were especially challenging or required significant auditor attention.
  • Effect of significant events or transactions during the period.

Worked example

### Example 1

Example 1 – Identifying a KAM:

During the audit of a real estate company, the auditor spent significant effort evaluating the valuation of unsold inventory (₹800 crores), which involved complex management estimates about future selling prices and construction costs. This was also communicated to the Audit Committee.

Answer: This qualifies as a Key Audit Matter — it involved significant management judgement, was highly complex, required substantial auditor attention, and was communicated to TCWG (the Audit Committee). The auditor would describe the matter and explain the valuation procedures performed.

### Example 2

Example 2 – KAM vs Modified Opinion:

An auditor issues an Adverse opinion because revenue is pervasively misstated. Can the revenue recognition issue also be reported as a KAM?

Answer: When the matter giving rise to a modified opinion is itself described in the Basis for Opinion paragraph (Qualified/Adverse/Disclaimer), it is generally not repeated as a separate KAM. The modified opinion already communicates the significance of that matter.

⚠️ Common exam mistakes

  • Thinking KAMs are the same as Emphasis of Matter (EOM) paragraphs — EOM relates to properly presented matters the auditor wants to highlight; KAM relates to matters most significant in the audit, regardless of whether they affect the opinion.
  • Stating that KAMs express a separate or additional opinion on each highlighted matter — they are purely informational and descriptive, not opinions.
  • Forgetting that KAMs must be selected from matters communicated to TCWG — an auditor cannot report a KAM that was never brought to TCWG's attention.
  • Applying SA 701 to all audits — KAMs are mandatory only for listed entities (in India, under SAs issued by ICAI).
  • Confusing 'most significant matters during the audit' with 'all matters communicated to TCWG' — KAMs are a filtered subset, not the full list.
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