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Microlesson · 5-min read

Segments of Return on Equity (ROE)

# Segments of Return on Equity (ROE)

ROE can be broken down to show where each rupee of equity return comes from — the firm's own equity-funded assets, plus the residual return earned on preference and debt funds.

## The three-segment decomposition

> ROE = (E/E) × ROI(1 − t) + (P/E) × [ROI(1 − t) − Pref Div Rate] + (D/E) × [(ROI − Kd) × (1 − t)]

Reading the three segments:

1. Equity-on-equity: (Equity / Equity) × post-tax ROI = the direct post-tax return on assets funded by equity itself.

2. Preference contribution: (Preference / Equity) × [ROI(1−t) − Pref Div]. Positive if post-tax ROI exceeds the preference dividend rate.

3. Debt contribution: (Debt / Equity) × [(ROI − Kd) × (1 − t)]. Positive if ROI exceeds the pre-tax cost of debt (the classic trading on equity gain).

## When the decomposition is useful

  • Explaining why ROE is high or low.
  • Showing the impact of a proposed capital structure change before any actual numbers move.
  • Linking back to favourable vs. unfavourable financial leverage: if (ROI − Kd) < 0, the debt segment becomes a deduction from ROE, not an addition.

## Three companion ratios — keep them distinct

RatioNumeratorDenominatorWhat it tells you
ROI / ROCEEBITCapital Employed (Equity + LT Debt)Operating efficiency of the entire capital base
Return on Shareholders' FundsPATEquity + Preference + ReservesReturn to all providers of ownership capital
ROEEAES (PAT − Pref Div)Equity capital + reserves attributable to equityReturn to equity shareholders specifically

Mixing these up is the most common error in this section.

Worked example

### Example 1

Suppose Equity ₹100, Preference ₹50 @ 9%, Debt ₹50 @ 10%, ROI = 20%, tax 30%.

  • Equity segment: (100/100) × 20% × 0.7 = 14.0%
  • Preference segment: (50/100) × (20% × 0.7 − 9%) = 0.5 × 5% = 2.5%
  • Debt segment: (50/100) × (20% − 10%) × 0.7 = 0.5 × 7% = 3.5%
  • ROE = 14.0 + 2.5 + 3.5 = 20.0%

Note how each segment is positive because ROI(1−t) exceeds the preference rate and ROI exceeds the debt rate.

⚠️ Common exam mistakes

  • Applying (1 − t) to the preference dividend rate — it is already post-tax.
  • Using Net Worth in the denominator of one segment and Equity in another — pick equity (excluding preference) consistently.
  • Forgetting that the debt segment turns into a drag on ROE when ROI < Kd.
Reference:
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