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Microlesson · 5-min read

Trading on Equity — Favourable vs Unfavourable Financial Leverage

# Trading on Equity — Favourable vs Unfavourable Financial Leverage

Trading on Equity is the practice of financing the business with low-cost fixed-charge funds (debt, preference shares) so that any return earned on those funds in excess of their cost flows to equity shareholders.

## The favourability rule

Compare Return on Investment (ROI) with after-tax cost of debt (or pref. dividend rate):

ConditionEffect on equity earnings
ROI > Cost of DebtFavourable — borrowing magnifies EPS
ROI = Cost of DebtNeutral
ROI < Cost of DebtUnfavourable — borrowing dilutes EPS

In many problems you compare ROI vs. pre-tax interest rate; both forms are accepted as long as you are consistent.

## ROI as the benchmark

ROI (a.k.a. ROCE) = EBIT ÷ Capital Employed (Equity + Long-term Debt). If ROI = 18% and the company borrows at 10%, every rupee of debt earns the firm 8% extra that belongs entirely to equity holders.

## Why it shows up as a question

Examiners test whether you can:

1. Compute ROCE.

2. State the cost of debt.

3. Make the comparison and explicitly write "Favourable" / "Unfavourable" with one-line reasoning.

Do not just compute — state the verdict.

## Link with DFL

  • DFL > 1 in itself only says "interest exists."
  • Whether that leverage helps equity depends on the ROI vs. Kd comparison above.
  • A firm can have DFL = 2.5 and still be in an unfavourable position if ROI < Kd.

Worked example

### Example 1

RTP May 2025 Kshitij Ltd.: EBIT ₹90 L, Capital Employed = Equity ₹150 L + Debt ₹90 L = ₹240 L. ROCE = 90/240 = 37.5%. Kd = 9%. Since 37.5% > 9%, financial leverage is Favourable — equity shareholders gain because each rupee of debt earns 28.5% more than it costs.

⚠️ Common exam mistakes

  • Comparing ROI with the post-tax cost of debt for one company and pre-tax for another within the same answer.
  • Stating only the numbers and forgetting to write the verdict ("Favourable / Unfavourable") — examiners deduct marks for missing the conclusion.
  • Using Net Worth instead of Capital Employed as the ROI denominator.
Reference:
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