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Microlesson · 5-min read

Preference Share Capital

## Preference Share Capital

### Definition

Special shares that provide priority over equity in two key aspects:

1. Fixed dividend payment

2. Repayment of capital at winding up

### Key Features

  • Fixed Rate Dividend — specified in advance
  • Priority — over equity in dividend and capital repayment
  • Cumulative — unpaid dividends in loss years carried forward
  • Hybrid nature — like equity (no tax shield on dividend) + like debt (fixed return)
  • Usually redeemable — fixed maturity period
  • Convertible option — some may convert to equity (e.g., CCPs)
  • No voting rights — except when dividend remains unpaid

### Types of Preference Shares

TypeFeature
CumulativeArrear dividends accumulate until paid
Non-CumulativeNo right to arrears; only current year's dividend
RedeemableMust be repaid at end of fixed period
ParticipatingShare in surplus profit after equity dividend
Non-ParticipatingGet only fixed dividend; no share in surplus
ConvertibleConvertible into equity after specified time

### Advantages vs Disadvantages

Advantages:

  • No EPS dilution (unlike equity)
  • Fixed cost capital without mandatory interest → safer than debt
  • No voting rights → no threat to control (unless dividends unpaid)
  • Redeemable → capital returned once self-sufficient

Disadvantages:

  • No tax benefit — dividend not tax-deductible (unlike debenture interest)
  • Dividend arrears accumulate — cumulative preference creates a mounting obligation
  • Equity dividend blocked — cannot declare equity dividend until preference dues are cleared

### Equity vs Preference Shares

BasisEquityPreference
DividendVariable, paid lastFixed, paid first
Voting RightsFullNone (except on arrears)
RiskHighestLower
ConvertibilityGenerally notMay convert to equity
Tax on dividendNo shieldNo shield

Worked example

### Example 1

Example: A company has cumulative preference shares (₹1 lakh @ 10%). It skips dividend for 2 years due to losses. In year 3, before declaring equity dividend, it must pay ₹30,000 (3 years × ₹10,000) in cumulative arrears. This is the cumulative feature in action.

### Example 2

Example: Company issues debentures at 10% interest → ₹10,000 interest is tax-deductible (saves tax). Same company issues 10% preference shares → ₹10,000 dividend is NOT tax-deductible. This illustrates why preference shares lack the tax benefit of debt.

⚠️ Common exam mistakes

  • Saying preference dividend is tax-deductible — it is not; only debenture interest is tax-deductible.
  • Stating preference shareholders always have no voting rights — they gain voting rights when dividend is in arrears.
  • Confusing cumulative with participating — cumulative refers to arrear accumulation; participating refers to sharing in surplus profits.
Reference:
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