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Q1Cash Flow Statement AS-3, Asset accounting with subsidies, I
20 marks very hard
Multiple questions on Cash Flow Statement disclosure, asset accounting, inventory valuation, and accounting policy changes
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(a) Cash Flow Statement Disclosures under AS-3 (Revised)

(i) & (ii) 10% Debentures — Redemption with Premium:
Opening balance ₹1,10,000; Closing balance ₹77,000. Debentures redeemed at face value = ₹33,000. Premium at 5% = ₹1,650. Total cash outflow = ₹34,650. This is shown under Financing Activities as outflow: *Repayment of Debentures ₹34,650*. The premium of ₹1,650 charged to P&L is a non-operating charge; it must be added back to Net Profit in Operating Activities (indirect method) since it is not an operating cash expense.

(iii) Unpaid Interest on Debentures:
Accrued interest increased from ₹275 to ₹1,175 (increase of ₹900). Under indirect method, this increase in current liability is added back in Operating Activities as a working capital adjustment. If interest paid is disclosed separately, cash paid = Interest charged to P&L − Increase in accrued interest. It is disclosed under Financing Activities (or Operating, per entity policy) as interest actually paid in cash.

(iv) Debtors Written Off against Provision:
This is a non-cash transaction — both Debtors and Provision for Doubtful Debts reduce by ₹36,000. There is no impact on the Cash Flow Statement. No disclosure required.

(v) 10% Bonds (Investments) — Unchanged Balance:
Balance ₹3,50,000 on both dates. No purchase or sale during the year. No cash flow impact from the principal. No entry in Cash Flow Statement for principal. Interest income on bonds = 10% × ₹3,50,000 = ₹35,000. Accrued interest (closing) = ₹10,500 (opening assumed nil). Cash received from interest = ₹35,000 − ₹10,500 = ₹24,500, shown under Investing Activities (interest received).

(vi) Accrued Interest on Investments ₹10,500:
This has not been received in cash. In Operating Activities (indirect method): Increase in accrued interest receivable = ₹10,500 → deducted from Net Profit as it increased profit without cash receipt. Alternatively, if shown as investing cash inflow, only ₹24,500 (cash actually received) is disclosed.

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(b) Accounting for Government Grant — AS-12

D Ltd. received a subsidy (government grant) of ₹16,00,000 (80% of ₹20,00,000) in November 2020 (i.e., during FY 2020-21), after 3 years of use. Under AS-12 (Accounting for Government Grants), grants related to depreciable fixed assets may be treated as deduction from the gross value of the asset (Method 1) or as Deferred Income (Method 2).

The company appears to have used Method 1. The Fixed Assets Account reveals a negative balance of ₹8,00,000 (NBV ₹8,00,000 − Grant ₹16,00,000). This negative balance arises because the grant exceeds the net book value of the asset at the time of sanction.

Treatment for 2020-21:
- Revised cost of machine after deducting grant = ₹20,00,000 − ₹16,00,000 = ₹4,00,000
- Revised annual depreciation = ₹4,00,000 ÷ 5 = ₹80,000 per year
- Depreciation that should have been charged for 3 years = ₹80,000 × 3 = ₹2,40,000
- Actual accumulated depreciation charged = ₹12,00,000
- Excess depreciation charged = ₹9,60,000 — this should be written back to Profit & Loss Account as income in 2020-21
- After write-back, revised NBV = ₹4,00,000 − ₹2,40,000 = ₹1,60,000
- For remaining 2 years (2020-21 and 2021-22): Depreciation = ₹80,000 per year

The machine should be shown at ₹1,60,000 in the Balance Sheet as at 31-03-2021 after this adjustment. The excess depreciation of ₹9,60,000 is credited to P&L. Alternatively, the negative balance of ₹8,00,000 is transferred to P&L Account, with asset shown at NIL, and no further depreciation charged.

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(c) Closing Inventory Valuation — AS-2

Under AS-2 (Valuation of Inventories), inventory is valued at the lower of cost or net realisable value (NRV).

Fixed overhead is absorbed at the normal capacity rate per AS-2: ₹75,000 ÷ 15,000 kg = ₹5 per kg. Only absorbed overheads are included in cost; unabsorbed overhead (₹24,000) is treated as a period cost.

Cost of Closing Finished Goods (1,200 kg):
Cost per kg of production = ₹22.50 (see working notes). NRV = ₹20 per kg. Since NRV < Cost, finished goods are valued at NRV = 1,200 × ₹20 = ₹24,000.

Cost of Closing Raw Materials (900 kg):
Since finished goods are expected to be sold below cost, AS-2 requires raw materials to be written down to replacement cost = ₹9.50 per kg. Cost = ₹10 per kg. Since NRV (replacement cost) < Cost, raw materials are valued at 900 × ₹9.50 = ₹8,550.

Total Closing Inventory = ₹24,000 + ₹8,550 = ₹32,550

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(d) Change in Accounting Policy — AS-5

1. Does this constitute a change in Accounting Policy?
Under AS-5 (Net Profit or Loss for the Period, Prior Period Items and Changes in Accounting Policies), an accounting policy is the specific principles and methods applied to prepare financial statements. The underlying policy — to provide for non-moving inventories — remains unchanged. What has changed is only the method of estimation (time-based criterion → technical evaluation). This constitutes a change in accounting estimate, not a change in accounting policy. AS-5 clarifies that when it is difficult to distinguish between a change in policy and a change in estimate, it is treated as a change in estimate.

2. Can the company make this change?
Yes. A change in accounting estimate is permissible under AS-5 when new information or improved evaluation methods lead to a more appropriate estimate. Technical evaluation is a more specific, asset-condition-based method and is likely to provide a more accurate estimate of obsolescence.

Effect: The provision reduces from ₹3.5 lakhs to ₹2.5 lakhs — a reduction of ₹1 lakh, which is credited to P&L for the year ending 31-03-2022. This is recognized prospectively (not retrospectively).

Disclosure: Per AS-5, the nature and amount of the change (₹1 lakh) must be disclosed in the financial statements if material, so users can understand the impact on current-year profit.

📖 AS-3 (Revised) — Cash Flow Statements, ICAIAS-12 — Accounting for Government Grants, ICAIAS-2 (Revised) — Valuation of Inventories, ICAIAS-5 (Revised) — Net Profit or Loss for the Period, Prior Period Items and Changes in Accounting Policies, ICAI
Q2Bonus issue, rights issue, share calculations, Inventory val
20 marks very hard
Equity share investment transactions and inventory valuation for insurance claim
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Part (a): Investment Account and P&L Account (Extract) — XYZ Ltd. Equity Shares

These are treated as long-term investments under AS 13 (Accounting for Investments). Face Value = ₹10.

Bonus Shares (16.08.2022): After the 01.06.2022 purchase, total = 60,000 shares. Bonus 1:6 → 60,000 ÷ 6 = 10,000 bonus shares at nil cost. Total = 70,000 shares.

Rights Issue (31.08.2022): Entitlement = 70,000 × 3/7 = 30,000 rights. Sanket sells 33⅓% = 10,000 rights @ ₹4 → ₹40,000 credited to Investment Account (reduces cost, per AS 13 — not income). Exercises 20,000 rights @ ₹15 = ₹3,00,000. Total shares = 90,000.

Dividend (31.10.2022): 20% on FV ₹10 = ₹2/share. On original 50,000 shares → ₹1,00,000 = Dividend Income (P&L). On 10,000 shares purchased 01.06.2022 (purchased cum-dividend) → ₹20,000 deducted from Investment cost (pre-acquisition dividend).

Sale (15.11.2022): 25,000 shares @ ₹10 + ₹12 premium = ₹22/share; proceeds = ₹5,50,000. Average cost at sale date = ₹16,90,000 ÷ 90,000 = ₹18.78/share. Cost of 25,000 shares = ₹4,69,444. Profit on sale = ₹80,556 → P&L.

Closing (31.12.2022): 65,000 shares at cost ₹12,20,556. Market price ₹20 > carrying cost ₹18.78 → no write-down required for long-term investments under AS 13.

INVESTMENT ACCOUNT (XYZ Ltd. Equity Shares)

| Date | Particulars | Shares | ₹ | Date | Particulars | Shares | ₹ |
|------|-------------|-------:|----------:|------|-------------|-------:|----------:|
| 01.01.22 | Balance b/d | 50,000 | 12,50,000 | 31.08.22 | Bank – Rights sold (10,000 × ₹4) | — | 40,000 |
| 01.06.22 | Bank – Purchase (10,000 × ₹20) | 10,000 | 2,00,000 | 31.10.22 | Bank – Pre-acq. dividend adj. | — | 20,000 |
| 16.08.22 | XYZ Ltd. – Bonus (1:6) | 10,000 | — | 15.11.22 | Bank – Sale (at avg. cost) | 25,000 | 4,69,444 |
| 31.08.22 | Bank – Rights exercised (20,000 × ₹15) | 20,000 | 3,00,000 | 31.12.22 | Balance c/d | 65,000 | 12,20,556 |
| | Total | 90,000 | 17,50,000 | | Total | 90,000 | 17,50,000 |

P&L ACCOUNT — Extract (Investment in XYZ Ltd.)

| Dr | ₹ | Cr | ₹ |
|----|--:|----|--:|
| (No investment losses) | — | Dividend Income (50,000 × ₹2) | 1,00,000 |
| | | Profit on sale of 25,000 shares | 80,556 |
| | | | 1,80,556 |

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Part (b): Insurance Claim — M/s Raxby & Co. (Fire: 30.06.2022)

Gross Profit Rate (2021-22): The write-off of ₹5,000 on slow-moving stock is an abnormal item excluded from the GP rate computation. Adjusted closing stock = ₹1,30,000 + ₹5,000 = ₹1,35,000. GP = ₹6,00,000 − (₹1,20,000 + ₹5,25,000 − ₹1,35,000) = ₹90,000. GP Rate on Sales = 15%; Cost Ratio = 85%.

Memorandum Trading Account (01.04.2022 to 30.06.2022)

The ₹35,000 uninvoiced goods were physically received and form part of stock at risk; included in purchases.

| | ₹ | | ₹ |
|---|---:|---|---:|
| Opening Stock | 1,30,000 | Sales | 1,66,000 |
| Add: Purchases (₹97,000 + ₹35,000) | 1,32,000 | Less: GP @ 15% | (24,900) |
| Goods Available | 2,62,000 | Estimated COGS | 1,41,100 |
| | | Stock at Fire (estimated) | 1,20,900 |

Actual Loss: Stock at fire ₹1,20,900 − Salvage ₹10,000 = ₹1,10,900

Average Clause: Policy amount ₹1,00,000 < Stock value ₹1,20,900 → under-insured; claim is reduced proportionately.

Admissible Claim = (₹1,00,000 ÷ ₹1,20,900) × ₹1,10,900 = ₹91,730

The insurance claim admissible is ₹91,730.

📖 AS 13 – Accounting for Investments (ICAI)Average Clause – General insurance principle applicable to fire insurance claims
Q3Branch accounting adjustments, Interdepartmental transfers i
20 marks very hard
Branch accounting and departmental account preparation
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PART (a): Chennai Branch — Journal Entries, Final Accounts & Balance Sheet

(i) Journal Entries for Adjustments (₹ in Lacs)

Entry 1 — Goods-in-Transit (HO dispatched ₹10 lacs on 29-03-2022, not received at branch by 31-03-2022):
Goods-in-Transit A/c ... Dr. 10
To Head Office A/c ... 10
*(Being goods dispatched by HO not yet received by branch — treated as goods-in-transit at year-end)*

Entry 2 — Centralised Services charged by HO, not yet recorded in branch books:
Centralised Services (Management Charges) A/c ... Dr. 1
To Head Office A/c ... 1
*(Being HO charges for centralised services now accounted in branch books)*

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(ii) Final Accounts of Chennai Branch for year ended 31-03-2022 (₹ in Lacs)

TRADING ACCOUNT

| Dr | ₹ | Cr | ₹ |
|---|---|---|---|
| To Opening Stock | 60 | By Goods Returned to HO | 5 |
| To Goods from HO | 288 | By Sales | 360 |
| To Carriage | 7 | By Closing Stock | 62 |
| To Gross Profit c/d | 72 | | |
| Total | 427 | Total | 427 |

PROFIT & LOSS ACCOUNT

| Dr | ₹ | Cr | ₹ |
|---|---|---|---|
| To Depreciation | 2 | By Gross Profit b/d | 72 |
| To Salaries | 25 | | |
| To Rent | 10 | | |
| To Advertising | 6 | | |
| To Telephone & Postage | 3 | | |
| To Office Expenses | 1 | | |
| To Centralised Services | 1 | | |
| To Net Profit (transferred to HO A/c) | 24 | | |
| Total | 72 | Total | 72 |

BALANCE SHEET as at 31-03-2022

| Liabilities | ₹ | Assets | ₹ |
|---|---|---|---|
| Outstanding Expenses | 3 | Furniture (at book value) | 18 |
| Head Office A/c (Note) | 115 | Goods-in-Transit | 10 |
| | | Debtors | 20 |
| | | Cash | 8 |
| | | Closing Stock | 62 |
| Total | 118 | Total | 118 |

*Note — Head Office A/c: Opening balance ₹80 + Goods-in-transit adj. ₹10 + Centralised services adj. ₹1 + Net Profit ₹24 = ₹115 lacs. Depreciation ₹2 lacs charged to P&L; Furniture carried at opening book value of ₹18 lacs in the balance sheet.*

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PART (b): Departmental Accounts — M/s P (Depts. X and Y) for year ended 31-03-2022

*Note: Specific inter-departmental transfer quantities were not enumerated in the question; the Trading Accounts below reflect all available data. The 30% unrealized profit elimination is applied to closing finished stock using each department's gross profit ratio.*

DEPARTMENTAL TRADING ACCOUNT

| Particulars | Dept X (₹) | Dept Y (₹) | Particulars | Dept X (₹) | Dept Y (₹) |
|---|---|---|---|---|---|
| To Opening Stock (Purchased) | 2,45,000 | 2,43,000 | By Sales | 20,02,000 | 20,70,000 |
| To Purchases | 13,72,000 | 13,41,000 | By Closing Stock — Purchased | 84,000 | 1,35,000 |
| To Carriage Inward | 21,000 | 40,500 | By Closing Stock — Finished | 3,57,000 | 2,79,000 |
| To Wages | 1,89,000 | 1,62,000 | | | |
| To Gross Profit c/d | 6,16,000 | 6,97,500 | | | |
| Total | 24,43,000 | 24,84,000 | Total | 24,43,000 | 24,84,000 |

GENERAL PROFIT & LOSS ACCOUNT

| Dr | ₹ | Cr | ₹ |
|---|---|---|---|
| To Unrealized Profit — in X's closing stock (from Y) | 30,074 | By Gross Profit — Dept X | 6,16,000 |
| To Unrealized Profit — in Y's closing stock (from X) | 21,101 | By Gross Profit — Dept Y | 6,97,500 |
| To Net Profit | 12,62,325 | | |
| Total | 13,13,500 | Total | 13,13,500 |

Key rule applied: Purchased goods are transferred at cost (no unrealized profit). Finished goods are transferred at market price; therefore 30% of each department's closing finished stock (being goods from other department) contains embedded profit of the supplying department, which is eliminated as unrealized profit before striking combined net profit.

📖 AS 9 — Revenue Recognition (ICAI Accounting Standards)AS 4 — Contingencies and Events Occurring After the Balance Sheet DateICAI Guidance Note on Accounting for BranchesAS 2 — Valuation of Inventories (for closing stock valuation)
Q4Incomplete records accounting, Preference share redemption
20 marks very hard
Final accounts from incomplete records and preference share redemption
Q5Cash Flow Statement AS-3, Debenture redemption accounting
20 marks very hard
Cash Flow Statement preparation and Debenture account accounting
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Part (a): Cash Flow Statement of Harry Ltd. for the year ended 31st March 2022
*(Prepared as per AS 3 (Revised) – Cash Flow Statements, using Indirect Method)*

A. Cash Flow from Operating Activities

| Particulars | ₹ | ₹ |
|---|---|---|
| Profit before tax | | 8,000 |
| Add: Non-cash charges | | |
| Depreciation – Building | 1,000 | |
| Depreciation – Furniture & Fixtures | 2,000 | |
| Depreciation – Cars | 5,000 | 8,000 |
| Less: Non-operating income | | |
| Profit on sale of Car | (1,400) | |
| Profit on sale of Investments | (8,000) | (9,400) |
| Operating Profit before Working Capital changes | | 6,600 |
| Changes in Working Capital: | | |
| Increase in Inventory | (6,000) | |
| Increase in Trade Receivables | (2,000) | |
| Increase in Trade Payables | 3,000 | (5,000) |
| Cash Generated from Operations | | 1,600 |
| Less: Income Tax paid | | (2,000) |
| Net Cash from Operating Activities (A) | | (400) |

B. Cash Flow from Investing Activities

| Particulars | ₹ |
|---|---|
| Purchase of Furniture & Fixtures | (14,000) |
| Purchase of Cars | (16,000) |
| Proceeds from sale of Car | 3,400 |
| Purchase of Long-term Investments | (6,000) |
| Proceeds from sale of Long-term Investments | 10,000 |
| Net Cash from Investing Activities (B) | (22,600) |

C. Cash Flow from Financing Activities

| Particulars | ₹ |
|---|---|
| Proceeds from issue of Equity Share Capital | 20,000 |
| Dividend paid (balance outstanding on 31-03-2021) | (2,000) |
| Net Cash from Financing Activities (C) | 18,000 |

| | ₹ |
|---|---|
| Net decrease in Cash & Bank (A + B + C) | (5,000) |
| Opening Cash & Bank (01-04-2021) | 17,000 |
| Closing Cash & Bank (31-03-2022) | 12,000 |

*Verification: 12,000 – 17,000 = (5,000) = (400) + (22,600) + 18,000 ✓*

Notes: Dividend declared during 2021-22 = ₹4,000 (still payable as at 31-03-2022; not a cash outflow in this year). Only the prior year dividend of ₹2,000 was paid. Proceeds from sale of car (₹3,400) and long-term investments (₹10,000) are shown gross under investing activities; the related profits are eliminated from operating profit.

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Part (b): Omega Limited – Debenture Accounts for Year Ended 31st December 2022

Working for cum-interest purchase (01-09-2022): Interest accrued from 01-04-2022 to 01-09-2022 (5 months) = 60,000 × 5% × 5/12 = ₹1,250. Cost of investment = 60,375 – 1,250 = ₹59,125. This ₹1,250 is debited separately to Debenture Interest Account.

Profit on cancellation (transferred to Capital Reserve):
- 01-03-2022: ₹75,000 – ₹74,175 = ₹825
- 01-09-2022: ₹60,000 – ₹59,125 = ₹875

(i) 5% Debentures Account

| Date | Particulars | ₹ | Date | Particulars | ₹ |
|---|---|---|---|---|---|
| 01-03-22 | To Own Deb. Inv. A/c | 74,175 | 01-01-22 | By Balance b/d | 4,50,000 |
| 01-03-22 | To Capital Reserve A/c | 825 | | | |
| 01-09-22 | To Own Deb. Inv. A/c | 59,125 | | | |
| 01-09-22 | To Capital Reserve A/c | 875 | | | |
| 31-12-22 | To Balance c/d | 3,15,000 | | | |
| | Total | 4,50,000 | | Total | 4,50,000 |

*Balance c/d ₹3,15,000 = ₹4,50,000 – ₹75,000 – ₹60,000 (the ₹67,500 own debentures are not yet cancelled)*

(ii) Own Debentures (Investment) Account

| Date | Particulars | ₹ | Date | Particulars | ₹ |
|---|---|---|---|---|---|
| 01-01-22 | By Balance b/d | 67,500 | 01-03-22 | To 5% Debentures A/c | 74,175 |
| 01-03-22 | By Bank (ex-int.) | 74,175 | 01-09-22 | To 5% Debentures A/c | 59,125 |
| 01-09-22 | By Bank (cost, net of int.) | 59,125 | 31-12-22 | To Balance c/d | 67,500 |
| | Total | 2,00,800 | | Total | 2,00,800 |

Own debentures are recorded at cost (purchase price, excluding accrued interest for cum-interest purchases). Profit on cancellation (difference between nominal and cost) is transferred to Capital Reserve as it is a capital profit. The ₹67,500 opening balance (own debentures held since 2020) remains as closing balance as no cancellation instruction was given for those in 2022.

📖 AS 3 (Revised) – Cash Flow Statements, issued by ICAIAS 13 – Accounting for Investments, issued by ICAISection 71 of the Companies Act, 2013 (Debenture Redemption Reserve and conditions for debenture redemption)SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (applicable to listed companies like Omega Limited)
Q6(a)Asset capitalization under AS 10
5 marks medium
Preet Ltd. installing new plant with costs: Plant cost ₹10,00,000, Initial delivery and handling ₹80,000, Site preparation ₹2,40,000, Acquisition advice consultants ₹2,80,000, Estimated dismantling costs after 7 years ₹1,20,000, Operating losses before production ₹1,60,000. Advise on costs that can be capitalized in accordance with AS 10 (Revised)
Q6(b) - Kartik Ltd.Director remuneration limits under Companies Act 2013
5 marks medium
Kartik Ltd. is a non-investment company with accumulated losses. Information: Paid-up equity share capital ₹270 lakhs, Paid-up preference capital ₹45 lakhs, Reserves (including Revaluation reserve ₹22.5 lakhs) ₹337.5 lakhs, Securities premium ₹90 lakhs, Long-term loans ₹90 lakhs, Deposits repayable after one year ₹45 lakhs, Application money pending allotment ₹1620 lakhs, Accumulated losses ₹45 lakhs, Investments ₹405 lakhs. One whole-time director, Mr. Kumar. Calculate maximum remuneration payable as per Companies Act 2013 without special resolution
Q6(b) - Madhu Ltd.Final call on shares, Bonus issue capitalization
5 marks medium
Madhu Ltd. Balance Sheet 31-03-2022: Authorized capital (45,000 12% Preference shares ₹10 each = ₹4,50,000; 6,00,000 Equity shares ₹10 each = ₹60,00,000). Issued & Subscribed (36,000 Preference shares ₹10 fully paid = ₹3,60,000; 4,05,000 Equity shares ₹10, ₹8 paid up = ₹32,40,000). Reserves & Surplus: General Reserve ₹5,40,000, Capital Redemption Reserve ₹1,80,000, Securities premium ₹1,12,500, P&L Account ₹9,00,000. On 01-04-2022, Board made final call of ₹2 each on 4,05,000 equity shares, received by 20-04-2022. Decided to capitalize reserves via bonus at 1 share for 4 shares held, using P&L Account to minimum extent. Prepare necessary Journal Entries and relevant Balance Sheet extract as on 30-04-2022 after bonus
Q6(c)Borrowing cost capitalization under AS 16
5 marks medium
Vital Limited borrowed ₹150 crores on 01-04-2021 for boiler plant construction at 10% p.a., expected completion in 4 years. Weighted average cost of capital is 13% p.a. Accountant capitalized ₹19.50 crores for period ended 31-03-2022. From surplus funds of ₹150 crores, earned income of ₹1.50 crores credited to P&L Account. Comment on above treatment with reference to relevant accounting standard
Q6(d)Accounting framework, Fundamental accounting assumptions
5 marks medium
Identify financial statement components and accounting assumptions