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Microlesson · 5-min read

Section 8 – Companies with Charitable Objects: Formation, Privileges, Conversion and Revocation

## Section 8 – Companies with Charitable Objects

### Who can be a Section 8 company?

Section 8 companies can be formed by:

  • Incorporating a new company, OR
  • Converting an existing company into a Section 8 company [except OPC — OPC cannot become a Section 8 company]

### Conditions for grant of licence by Central Government (RoC)

CG may grant a licence if it is satisfied that the company:

1. Has objects to promote:

  • Education, Art, Commerce, Science, Sports, Social Welfare, Research, Protection of environment, Charity, Religion, or any other useful object

2. Intends to apply its profits/income in promoting its objects only; AND

3. Intends to prohibit the payment of any dividend to its members

On grant of licence, the RoC registers the company as a limited company.

Note: The suffix 'Limited' or 'Private Limited' need not be added to a Section 8 company's name.

Examples: Tata Foundation; Azim Premji Foundation (CIN: U93090KA2001NPL028740).

### Rule 19 — Steps to incorporate a new Section 8 company

1. Application to RoC in SPICe+ form with prescribed fees.

2. Attach:

  • MoA (INC-13) and AoA (INC-31)
  • Estimated income & expenditure for next 3 years
  • Declaration by a CA/CS/Cost Accountant/Advocate in practice (INC-14) and by each applicant (INC-15) that: (i) MoA/AoA conforms to Section 8; (ii) all requirements of the Act for registration are complied with.

### Privileges, Obligations and Special Features

  • Section 8 company enjoys all privileges and obligations of a limited company.
  • A partnership firm CAN be a member of a Section 8 company (otherwise a firm cannot be a member of a normal public company since firm is not a separate legal entity).

### Restrictions on Section 8 Companies

  • No alteration of MoA/AoA without prior approval of CG (RoC).
  • May be converted to any other kind of company after complying with the procedure below.

### Rule 21 & 22 — Conversion of a Section 8 company into another kind

1. Pass Special Resolution at GM; explanatory statement to give details.

2. Company should have filed FS and Annual Return up to last FY.

  • If application is made after 3 months from end of last FY → attach additional FS drawn up to a date not more than 30 days before filing, signed by a CA.

3. Notice of conversion served on:

  • Income Tax Authority
  • Charity Commissioner
  • Chief Secretary of State where RO is situated
  • CG/SG department having jurisdiction

These authorities may make representations to RD within 60 days (after OOBH to company).

4. Apply to RD in Form INC-18 with fee + certified copy of resolution + proof of delivery of notice.

5. Forward copy of application to RoC.

6. Within a week, publish notice in Form INC-19 in two newspapers (vernacular + English) and on company's website (at own expense).

7. RD, if satisfied, approves conversion with such terms and conditions as imposed. Before rejecting or imposing conditions, RD gives OOBH.

8. On RD's approval — pass SR at GM for alteration of MoA/AoA.

9. File altered MoA/AoA with RoC; RoC issues fresh CoI.

### Existing company → Section 8 company

An existing company may apply to be converted into a Section 8 company under Section 8(1). CG (RoC) may also suo motu issue a licence u/s 8 to an existing company.

### Revocation of Licence and Conversion to Normal Company

If the company:

  • Contravenes Section 8 requirements, OR
  • Contravenes any licence conditions, OR
  • Affairs conducted fraudulently or in a manner violative of its objects or public interest,

then CG (RD) may, by order (after reasonable OOBH):

  • Revoke licence
  • Direct conversion of status
  • Direct addition of 'Limited' / 'Private Limited' to its name; RoC shall register accordingly.

### Further consequences on revocation

If in public interest, CG may order (after OOBH):

  • Winding up under this Act, OR
  • Amalgamation with another Section 8 company having similar objects, constitution, powers, rights (as defined by CG).

### Distribution of remaining assets on winding up

If, after liabilities are satisfied, any assets remain:

  • Transferred to another Section 8 company with similar objects (subject to T&C imposed by Tribunal), OR
  • Sold and proceeds credited to the Insolvency and Bankruptcy Fund formed under Section 224 of IBC.

### Amalgamation Restriction

A Section 8 company can amalgamate only with another Section 8 company having similar objectives.

### Penalty for Default under Section 8

DefaulterFine
CompanyMinimum ₹10 lakh; Maximum ₹1 crore
Directors & every Officer in Default (OID)Minimum ₹25,000; Maximum ₹25 lakh

If affairs are proved to be conducted fraudulently → every OID liable under Section 447.

### Exemptions to Section 8 Companies

SectionExemption / Relaxation
2(68) & 2(71)No minimum PUSC required
2(85)Definition of Small Company does NOT apply
96(2)Date/time/place of AGM may be decided by Board having regard to directions given by members in GM
101(1)Notice for GM can be 14 clear days (instead of 21)
118Minutes may be recorded within 30 days if Articles provide for confirmation by circulation
136(1)FS may be circulated 14 days before AGM (instead of 21)

### Concept Clarity Check

1. Can a Section 8 company be incorporated with unlimited liability? No — only as a limited company.

2. Can an existing company seek a licence under Section 8? Yes; it will then drop the suffix 'Ltd' or 'Pvt Ltd'.

3. Can a partnership firm be a member of a normal public company? No — firm is not a separate legal entity. (But it can be a member of a Section 8 company.)

Worked example

### Example 1

Example (Conversion procedure): XYZ Foundation (a Section 8 company) wants to convert into a private limited company. Procedure: (1) Pass SR at GM; (2) Ensure FS and AR filed; (3) Serve notice to IT Authority, Charity Commissioner, Chief Secretary of State, and CG/SG department; (4) Apply to RD in INC-18 with required documents; (5) Forward copy to RoC; (6) Publish notice in Form INC-19 in two newspapers and website within a week; (7) After RD approval, pass fresh SR to alter MoA/AoA; (8) File with RoC for fresh CoI.

### Example 2

Example (Penalty): A Section 8 company defaults in complying with Section 8 by paying dividend to members. The company faces a fine of ₹10 lakh to ₹1 crore. Each director and OID faces ₹25,000 to ₹25 lakh. If fraud is proved, OIDs are additionally liable under Section 447.

### Example 3

Example (Firm as member): A partnership firm 'ABC & Co.' wants to become a member of 'Save Trees Foundation' (a Section 8 company). This is permitted, unlike a normal public/private company where a partnership firm cannot be a member.

⚠️ Common exam mistakes

  • Thinking an OPC can convert into a Section 8 company — it cannot.
  • Forgetting that a Section 8 company can amalgamate only with another Section 8 company having similar objectives — not with any company.
  • Believing the suffix 'Limited' must be added — Section 8 companies are exempt from adding the suffix.
  • Missing that the notice period for GM is 14 clear days (not 21) for Section 8 companies.
  • Forgetting that a partnership firm CAN be a member of a Section 8 company (special privilege), even though it cannot be a member of a normal public/private company.
  • Confusing INC-13 (MoA for Sec 8), INC-31 (AoA for Sec 8), INC-14/15 (declarations), INC-18 (conversion application), INC-19 (newspaper notice for conversion).
Bare-Act text Section 8 · Companies Act, 2013 · click to expand
Section 8(1): Where it is proved to the satisfaction of the Central Government that a person or an association of persons proposed to be registered under this Act as a limited company — (a) has in its objects the promotion of commerce, art, science, sports, education, research, social welfare, religion, charity, protection of environment or any such other object; (b) intends to apply its profits, if any, or other income in promoting its objects; and (c) intends to prohibit the payment of any dividend to its members, the Central Government may, by licence issued in such manner as may be prescribed, allow that person or association of persons to be registered as a limited company under this section without the addition to its name of the word 'Limited', or as the case may be, the words 'Private Limited', and thereupon the Registrar shall, on application, register such person or association of persons as a company under this section.
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