Prospectus and Allotment of Securities

Abridged Prospectus (Sec 33)

Abridged Prospectus [Section 33]

Action by Affected Persons [Section 37]

Advertisement of Prospectus (Sec 30)

Advertisement of Prospectus [Section 30]

Allotment of Securities — Minimum Subscription & Application Money [Sections 38, 39 and 40(3)]

Allotment of Securities, Refund and Return of Allotment (Sections 39 & 40)

Civil Liability for Mis-statement in Prospectus (Section 35)

Civil Liability for Misstatements in Prospectus (Sec 35)

Comparison of Public Offer and Private Placement

Criminal Liability for Mis-statement in Prospectus (Section 34)

Deemed Prospectus (Sec 25)

Deemed Prospectus [Section 25]

Definition of Listed Company and Exceptions

Definition of Prospectus [Sec 2(70)]

Definition of Prospectus [Section 2(70)]

Definition of Securities - Section 2(81)

Global Depository Receipts (GDR) [Section 41 read with Section 23]

Global Depository Receipts (GDRs) - Section 41

Irregular Allotment

Irregular Allotment - Grounds and Consequences

Issue of Securities by Public and Private Companies (Section 23)

Issue of Securities in Dematerialised Form (Section 29)

Matters to be Stated in Prospectus (Sec 26)

Matters to be Stated in Prospectus [Section 26]

Mis-statements in Prospectus — Civil and Criminal Liability [Sections 34 and 35]

Misstatements in Prospectus — Meaning and Criminal Liability (Sec 34)

Modes of Issue of Securities - Public vs Private Companies

Modes of Issue of Securities by Public and Private Companies

Offer for Sale (OFS) to Public

Offer of Sale of Shares by Certain Members [Section 28]

Payment of Commission [Section 40(6)]

Penalty for Default in Filing Return / Refund of Minimum Subscription [Section 39(5)]

Power of SEBI to Regulate Issue and Transfer of Securities (Section 24)

Private Placement (Section 42) - Key Rules and Compliance

Private Placement - Utilization of Funds, Allotment Timeline and Refund (Section 42)

Private Placement [Section 42]

Prospectus - Definition and Contents (Sections 2(70) and 26)

Prospectus - Definition, Types and Contents (Section 26)

Public Offer and Private Placement [Section 23]

Public Offer of Securities in Dematerialised Form [Section 29]

Public Offer of Securities to be in Dematerialised Form (Sec 29)

Punishment for Fraudulently Inducing Investment [Section 36]

Punishment for Fraudulently Inducing Persons to Invest Money (Section 36)

Punishment for Personation for Acquisition of Securities [Section 38]

Red Herring Prospectus (RHP) [Section 32]

Red Herring Prospectus (Sec 32)

Regulation of Issue and Transfer of Securities [Section 24]

Remedies for Misrepresentation in Prospectus (Overview)

Remedies for Misstatements in Prospectus — Rescission, Damages, Deceit

Return of Allotment in Form PAS-3 [Section 39(4)]

Return of Allotment in Private Placement (PAS-3) and Default Penalty

SEBI's Power to Regulate Issue and Transfer of Securities (Sec 24)

Section 25 - Document Containing Offer for Sale Deemed Prospectus

Section 28 - Offer for Sale of Shares by Certain Members

Section 29 - Public Offer of Securities to be in Dematerialised Form

Section 31 - Shelf Prospectus

Section 32 - Red Herring Prospectus

Section 34 - Criminal Liability for Misstatements in Prospectus

Section 35 - Civil Liability for Misstatements in Prospectus

Section 36 - Punishment for Fraudulently Inducing Persons to Invest Money

Section 39 - Allotment of Securities by Company

Section 40 - Securities to be Dealt with in Stock Exchanges & Underwriting Commission

Section 41 - Global Depository Receipts (GDR)

Securities to be Dealt with in Stock Exchanges [Section 40]

Separate Bank Account for Application Money [Section 40(3)]

Shelf Prospectus (Sec 31)

Shelf Prospectus [Section 31]

Variation in Terms of Contract / Objects in Prospectus (Sec 27)

Variation in Terms of Contract or Objects in Prospectus [Section 27]