Abridged Prospectus [Section 33]
· Chapter
Prospectus and Allotment of Securities
36 microlessons in this chapter
Read each in 5 minutes. Each has worked examples + the bare-Act text for reference.
All lessons
1
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2
Action by Affected Persons [Section 37]
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3
Advertisement of Prospectus [Section 30]
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4
Allotment of Securities — Minimum Subscription & Application Money [Sections 38, 39 and 40(3)]
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5
Civil Liability for Mis-statement in Prospectus (Section 35)
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6
Comparison of Public Offer and Private Placement
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7
Criminal Liability for Mis-statement in Prospectus (Section 34)
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8
Deemed Prospectus [Section 25]
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9
Definition of Securities - Section 2(81)
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10
Global Depository Receipts (GDR) [Section 41 read with Section 23]
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11
Irregular Allotment
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12
Matters to be Stated in Prospectus [Section 26]
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13
Mis-statements in Prospectus — Civil and Criminal Liability [Sections 34 and 35]
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14
Modes of Issue of Securities - Public vs Private Companies
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15
Modes of Issue of Securities by Public and Private Companies
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16
Offer of Sale of Shares by Certain Members [Section 28]
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17
Payment of Commission [Section 40(6)]
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18
Penalty for Default in Filing Return / Refund of Minimum Subscription [Section 39(5)]
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19
Private Placement - Utilization of Funds, Allotment Timeline and Refund (Section 42)
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20
Private Placement [Section 42]
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21
Prospectus - Definition and Contents (Sections 2(70) and 26)
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22
Prospectus - Definition, Types and Contents (Section 26)
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23
Public Offer and Private Placement [Section 23]
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24
Public Offer of Securities in Dematerialised Form [Section 29]
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25
Punishment for Fraudulently Inducing Investment [Section 36]
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26
Punishment for Fraudulently Inducing Persons to Invest Money (Section 36)
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27
Punishment for Personation for Acquisition of Securities [Section 38]
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28
Red Herring Prospectus (RHP) [Section 32]
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29
Regulation of Issue and Transfer of Securities [Section 24]
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30
Remedies for Misrepresentation in Prospectus (Overview)
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31
Return of Allotment in Form PAS-3 [Section 39(4)]
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32
Return of Allotment in Private Placement (PAS-3) and Default Penalty
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33
Securities to be Dealt with in Stock Exchanges [Section 40]
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34
Separate Bank Account for Application Money [Section 40(3)]
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35
Shelf Prospectus [Section 31]
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36
Variation in Terms of Contract or Objects in Prospectus [Section 27]
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