Launch offer — 25% off with code LAUNCH-25 See plans →
Microlesson · 5-min read

Revision and Documentation of Materiality (SA 320)

## Revision and Documentation of Materiality (SA 320)

### When Should Materiality Be Revised?

Materiality set at planning is not fixed — it must be revised if circumstances change.

Triggers for Revision:

TriggerExample
Changes in circumstancesEntity decides to dispose of a major part of its business
New informationDiscovery of a contingent liability of significant size
Change in auditor's understandingFurther audit procedures reveal new insights about entity operations
Actual results differ significantly from initially anticipated resultsBudgeted PBT was ₹5 crores; actual is ₹50 lakhs — original benchmark no longer appropriate

---

### Effect of Adopting a Lower Materiality

If the auditor revises materiality downward (lower), the auditor must re-assess:

1. Whether performance materiality also needs to be adjusted (to remain lower than revised overall materiality)

2. Whether the nature, timing & extent of audit procedures remain suitable — more procedures or larger sample sizes may be needed

---

### Documentation Requirements

The auditor's working papers must include the following amounts and factors considered in their determination:

ItemWhat to Document
aMateriality for FS as a whole — amount and basis
bMateriality level for particular classes of transactions, account balances, disclosures
cPerformance materiality — amount and rationale
dAny revisions to (a), (b) or (c) as the audit progressed

---

### Summary: The Three Materiality Levels

```

Overall Materiality (FS as a whole)

└── Performance Materiality ← always lower

└── Assertion-Level Materiality ← for specific items, even lower

All subject to revision as audit progresses

```

Worked example

### Example 1

Revision Due to Change in Results: Auditor sets materiality based on budgeted PBT of ₹2 crores → materiality = ₹10 lakhs. At mid-audit, actual PBT is ₹20 lakhs (much higher than budget). Auditor revises materiality upward to ₹1 lakh to reflect actual scale — this tightens testing and ensures material misstatements are caught.

### Example 2

Documentation Example: Audit file for XYZ Ltd. should contain: (a) Overall materiality: ₹8 lakhs (5% of PBT ₹1.6 crores); (b) Assertion-level materiality for related party transactions: ₹2 lakhs; (c) Performance materiality: ₹5.6 lakhs (70% of overall); (d) Revision at fieldwork stage: revised to ₹6 lakhs due to disposal of manufacturing division.

⚠️ Common exam mistakes

  • Treating materiality as a one-time planning decision — SA 320 requires continuous monitoring and revision throughout the audit if circumstances or information change.
  • Failing to document the basis for materiality — not just the final number but also the factors considered in choosing the benchmark and applying the percentage.
  • Not adjusting performance materiality when overall materiality is revised — if overall materiality falls, performance materiality must also be re-set to remain below it.
Reference: SA 320 – Revision of Materiality as the Audit Progresses; Documentation — SA 320
Now that you've read this — what's next?
Move from understanding → mastery in 3 clicks. Each option below picks up from this lesson's topic.
Start 15-min diagnostic