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Microlesson · 5-min read

Audit of Depreciation and Amortisation

## Audit of Depreciation and Amortisation (D&A)

### Overview

Depreciation and amortisation are accounting estimates — not exact figures. The auditor focuses on whether the policy is appropriate, consistently applied, and correctly computed.

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### Attributes to Verify (7-point checklist)

#AttributeWhat to Check
iValidityD&A charges are on real assets that exist and are in use
iiAccuracyCorrectly calculated and properly recorded in books
iiiPeriodCharged to the correct accounting period (not deferred/accelerated)
ivPolicyConsistent policy for charging D&A across all asset classes
vResidual ValueDepreciation = (Cost − Residual Value) ÷ Useful Life — not on full cost
viDisclosureAccounting policy consistently applied; any changes are disclosed in notes
viiAppropriate MethodMost appropriate method used (SLM, WDV, Units of Production, etc.)

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### Audit Procedures

StepProcedure
1Obtain understanding of the entity's process for charging depreciation
2Obtain the Fixed Asset (FA) Register with list of all additions and deletions during the period
3Select a sample on materiality basis → verify rates used and recalculate
4For intangible assets — verify amortisation on all items (finite life intangibles must be amortised)
5Verify depreciation commences when the asset is 'ready to use' — not from the date of actual usage
6Change in useful life → treated as a change in accounting estimate → apply prospectively
7When useful life changes, verify the revised depreciation rate/charge matches the new life estimate

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### Key Concepts

Depreciable Amount:

> Depreciable Amount = Cost − Residual Value

When does depreciation start?

> Depreciation begins when the asset is available for use (ready to use), not when it actually starts being used.

Change in Useful Life — Accounting Treatment:

> This is a change in accounting estimate (not a change in policy).

> Treatment: Prospective — adjust depreciation from the current period onwards.

> Do NOT restate prior periods.

Worked example

### Example 1

Residual Value Adjustment:

Machine Cost = ₹10,00,000 | Residual Value = ₹1,00,000 | Useful Life = 9 years

Correct Annual Depreciation (SLM) = (₹10,00,000 − ₹1,00,000) ÷ 9 = ₹1,00,000 per year

If entity charges ₹1,11,111 (i.e., ₹10,00,000 ÷ 9 — ignoring residual value), depreciation is overstated by ₹11,111 per year. Auditor identifies this as an error and raises an adjustment.

### Example 2

Change in Useful Life — Prospective Treatment:

Asset: Software. Original useful life = 5 years; Cost = ₹5,00,000; Residual = Nil.

Depreciation for years 1–2 = ₹1,00,000/year → WDV at start of Year 3 = ₹3,00,000.

In Year 3, management revises remaining useful life to 4 more years.

Revised depreciation = ₹3,00,000 ÷ 4 = ₹75,000/year (applied from Year 3 onwards).

Prior year figures are NOT restated. Auditor verifies the revised charge and disclosure in notes.

⚠️ Common exam mistakes

  • Charging depreciation on the full cost without deducting residual value — overstates the depreciation charge.
  • Starting depreciation from the date of actual use instead of the 'ready to use' date — understates depreciation if asset sits idle before being put to use.
  • Treating a change in useful life as a change in accounting policy (requiring retrospective restatement) instead of a change in estimate (prospective only).
  • Not verifying amortisation on intangible assets — finite-life intangibles (patents, licenses) must be amortised; infinite-life ones (goodwill under Ind AS) must be impairment-tested instead.
  • Failing to check whether deletions/disposals during the year had depreciation charged correctly up to the date of disposal.
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