Launch offer — 25% off with code LAUNCH-25 See plans →
Microlesson · 5-min read

Net Income (NI) Approach

## Net Income (NI) Approach

  • Proposed by David Durand (1952).
  • Capital structure decisions are RELEVANT (this is a relevance theory).

### Central Idea

The value of the firm can be increased by reducing K₀, and K₀ can be reduced by employing a higher proportion of debt (because debt is cheaper than equity).

### Behaviour of the Cost Components

ComponentBehaviour as debt increases
K_dRemains constant
K_eRemains constant
K₀Decreases
VFIncreases
  • Throughout, K_e > K_d.
  • Because both K_e and K_d stay constant while cheaper debt replaces costlier equity, the weighted K₀ keeps falling.

### Implication — Optimal Structure

Under NI, the firm reaches its optimum capital structure at 100% debt (theoretically), where K₀ is minimum and VF is maximum.

### Graphical View

On a graph of cost (y-axis) vs. leverage/degree of debt (x-axis): K_d and K_e are flat horizontal lines, and K₀ slopes downward toward K_d as debt rises.

Worked example

### Example 1

NI valuation. EBIT = ₹2,00,000; K_e = 12%; K_d = 8%; Debt = ₹5,00,000. \nInterest = 5,00,000 × 8% = ₹40,000. \nEarnings for equity = 2,00,000 − 40,000 = ₹1,60,000. \nV_E = 1,60,000 / 0.12 = ₹13,33,333. \nV_D = ₹5,00,000. \nVF = 13,33,333 + 5,00,000 = ₹18,33,333. \nImplied K₀ = EBIT/VF = 2,00,000/18,33,333 = 10.91%.

### Example 2

Effect of more debt (NI). Same firm, raise debt to ₹8,00,000. Interest = ₹64,000; equity earnings = ₹1,36,000; V_E = 1,36,000/0.12 = ₹11,33,333; VF = 11,33,333 + 8,00,000 = ₹19,33,333. \nK₀ = 2,00,000/19,33,333 = 10.34% — K₀ fell and VF rose as debt increased, exactly as NI predicts.

⚠️ Common exam mistakes

  • Letting K_e rise as debt increases — under NI BOTH K_e and K_d are constant; that is precisely what makes K₀ fall.
  • Saying capital structure is irrelevant under NI — NI is a RELEVANCE theory (structure matters; debt adds value).
  • Computing K₀ as a simple average instead of deriving it as EBIT/VF or as the weighted average K_dW_d + K_eW_e.
  • Capitalising EBIT (not equity earnings) by K_e when finding V_E.
Reference:
Now that you've read this — what's next?
Move from understanding → mastery in 3 clicks. Each option below picks up from this lesson's topic.
Start 15-min diagnostic