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Microlesson · 5-min read

Risk Classification and Shortcomings under CAPM

## Risk Classification under the CAPM Approach

Under the Capital Asset Pricing Model (CAPM), the total risk of a security is split into two groups.

### 1. Unsystematic Risk (Company-specific / Diversifiable)

  • Related to the individual company's performance.
  • Can be reduced or eliminated by diversifying the securities portfolio.
  • Also called diversifiable risk.

### 2. Systematic Risk (Market-specific / Non-diversifiable)

  • The macro-economic or market-wide risk under which every company operates.
  • Cannot be eliminated by diversification.
  • Examples: inflation, government policy, interest-rate changes.

### Why CAPM focuses only on systematic risk

Since an investor can eliminate diversifiable (unsystematic) risk through diversification, only the non-diversifiable (systematic) risk remains relevant. Therefore, under CAPM, a business should be concerned solely with non-diversifiable risk.

This non-diversifiable risk is measured by the beta coefficient (β), obtained by fitting a regression between the return on the security and the return on the market portfolio.

### The CAPM formula (context)

$$K_e = R_f + \beta(R_m - R_f)$$

  • $R_f$ = risk-free rate of return
  • $\beta$ = beta coefficient
  • $R_m$ = return on the market portfolio
  • $(R_m - R_f)$ = market risk premium

## Shortcomings of the CAPM Approach

a. Estimation of beta using historical data is unrealistic — past beta may not hold in the future.

b. Market imperfections may expose investors to unsystematic risk that the model assumes away.

Worked example

### Example 1

Computing Ke using CAPM: Risk-free rate Rf = 6%, beta β = 1.2, market return Rm = 14%.

Ke = Rf + β(Rm − Rf) = 6% + 1.2 × (14% − 6%) = 6% + 1.2 × 8% = 6% + 9.6% = 15.6%

⚠️ Common exam mistakes

  • Treating unsystematic (company-specific) risk as relevant under CAPM — only systematic risk matters because the rest is diversifiable.
  • Forgetting to multiply only the market risk premium (Rm − Rf) by beta, not Rm itself.
  • Assuming historical beta is a perfectly reliable predictor — it is a recognised shortcoming of CAPM.
  • Confusing systematic risk (non-diversifiable, e.g., inflation) with unsystematic risk (diversifiable, company-specific).
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