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Microlesson · 5-min read

Buy Back of Equity Shares – Journal Entries and CRR

## Buy Back of Equity Shares

### Concept

A company repurchases its own equity shares from existing shareholders, permanently cancelling them and reducing paid-up capital. Governed by Sections 68–70, Companies Act 2013.

### Sources of Funds for Buy Back

1. Free reserves (General Reserve, Revenue Reserve, Surplus in P&L)

2. Securities Premium Account

3. Proceeds of any shares / specified securities (but NOT proceeds of the same kind of shares being bought back)

### Mandatory: Capital Redemption Reserve (CRR)

On buy back, CRR must be created equal to the nominal (face) value of shares bought back.

  • Funded from free reserves only (Revenue Reserve, General Reserve, P&L)
  • Securities Premium cannot fund CRR
  • CRR is treated as paid-up capital and can only be used to issue fully-paid bonus shares

### Step-by-Step Journal Entries

Step 1 – Record buy-back obligation

```

Equity Share Capital A/c Dr [Face Value × No. of shares]

Premium on Buy Back A/c Dr [Buy Back Price – Face Value] × Shares

To Equity Shares Bought Back A/c [Buy Back Price × No. of shares]

```

Step 2 – Make payment

```

Equity Shares Bought Back A/c Dr [Total buy-back price]

To Bank A/c [Total buy-back price]

```

Step 3 – Utilise Securities Premium for the premium portion

```

Securities Premium A/c Dr [Premium on BB]

To Premium on Buy Back A/c [Premium on BB]

```

(Securities Premium is applied first; only the shortfall is borne by free reserves)

Step 4 – Create CRR equal to face value of shares bought back

```

Revenue Reserve / General Reserve A/c Dr [Face Value portion]

Profit & Loss A/c (if reserves short) Dr [Shortfall]

To Capital Redemption Reserve A/c [Face Value of shares bought back]

```

### Notes to Accounts Treatment

In the balance sheet:

  • Equity Share Capital → reduced by face value of bought-back shares
  • Securities Premium → reduced by premium used
  • Revenue Reserve → reduced by amount transferred to CRR
  • CRR → increased by face value transferred
  • Cash/Bank → reduced by total buy-back outflow

Worked example

### Example 1

Example – Combined Preference Redemption + Equity Buy Back (Pages 9–10)

Opening position (₹ lakhs):

  • Preference Share Capital: 75 | Equity Share Capital: 25
  • Securities Premium: 25 | Revenue Reserve: 260 | Cash: 200

Transactions:

1. Redeem Preference shares at par (75L)

2. Buy back Equity shares: face value 5L, premium on BB 20L → total outflow 25L

Journal entries (equity buy back portion):

```

Equity Share Capital A/c Dr 5

Premium on Buy Back A/c Dr 20

To Equity Shares Bought Back A/c 25

Equity Shares Bought Back A/c Dr 25

To Bank A/c 25

Securities Premium A/c Dr 20

To Premium on Buy Back A/c 20

Revenue Reserve A/c Dr 5

To CRR A/c 5

```

Notes to Accounts extract (₹ lakhs):

ItemCalculationBalance
Equity Share Capital25 – 520
Securities Premium25 – 205
Revenue Reserve260 – 75 (CRR-pref) – 5 (CRR-eq)180
CRR75 + 580
Cash200 – 75 (pref red) – 25 (BB)100

⚠️ Common exam mistakes

  • Using Securities Premium to fund CRR – CRR must come from free reserves only
  • Forgetting to pass the 'Bought Back A/c Dr → Bank' entry (Step 2 is a separate entry from Step 1)
  • Netting premium on buy back directly against Securities Premium in one entry instead of routing through the Premium on Buy Back A/c
  • Reducing Equity Share Capital by buy-back price instead of face value only
  • Not creating CRR at all, or creating it for the wrong amount (premium included)
Bare-Act text Section 68(1) · Companies Act, 2013 · click to expand
A company may buy back its own shares or other specified securities out of—(i) its free reserves; (ii) the securities premium account; or (iii) the proceeds of the issue of any shares or other specified securities: Provided that no buy-back of any kind of shares or other specified securities shall be made out of the proceeds of an earlier issue of the same kind of shares or same kind of other specified securities.
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