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Microlesson · 5-min read

Buy Back of Shares — Journal Entries and Balance Sheet Presentation

## Journal Entries for Buyback of Shares

The accounting follows a standard four-entry sequence. The key principle: ESC is always reduced at face value; the premium is routed through a temporary clearing account.

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### Entry 1 — Record the Buyback Obligation

AccountDr/CrAmount
Equity Share Capital A/cDrFV × n
Premium on Buyback A/cDrPremium per share × n
Equity Shares Buyback A/cCrBB Price × n

Opens a temporary liability account (Equity Shares Buyback) for the total consideration.

---

### Entry 2 — Pay Shareholders

AccountDr/CrAmount
Equity Shares Buyback A/cDrBB Price × n
Bank / Current Investments A/cCrBB Price × n

Closes the temporary liability; cash goes out.

---

### Entry 3 — Fund the Premium on Buyback

AccountDr/CrAmount
Securities Premium A/cDrPremium per share × n
Premium on Buyback A/cCrPremium per share × n

Securities Premium is a permitted source for premium on buyback (Sec 52). Alternatively, debit General/Revenue Reserve if Sec Premium is insufficient.

---

### Entry 4 — Create Capital Redemption Reserve

AccountDr/CrAmount
General Reserve / Revenue Reserve A/cDrFV × n
Capital Redemption Reserve A/cCrFV × n

Always equal to the nominal value of shares bought back.

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## Balance Sheet Presentation

### Notes to Accounts — Share Capital

```

Equity Share Capital (opening) ₹X

Less: Bought back during the year (₹Y) [Y = FV × n]

Equity Share Capital (closing) ₹Z

```

### Notes to Accounts — Reserves & Surplus

```

Securities Premium

Opening balance ₹A

Less: Premium on Buyback (₹B) ₹(A−B)

Revenue Reserve / General Reserve

Opening balance ₹C

Less: Transfer to CRR (₹D) ₹(C−D)

Capital Redemption Reserve

Transfer during year ₹D

Total Reserves & Surplus ₹ ...

```

### Other Current Assets / Cash & Bank

Deduct total cash paid = BB Price × n (not face value — the full consideration leaves the bank).

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### Note on Total Debt for D:E Ratio

When assessing the D:E ratio, Total Debt may include other current liabilities and other non-current liabilities. If trade payables are given separately, they should ideally be excluded. ICAI permits alternative assumptions — state your assumption clearly in the answer.

Worked example

### Example 1

Q013 — Buyback of 25,000 shares @ ₹20 (FV ₹10); premium funded from Securities Premium

Entry 1:

Equity Share Capital A/c Dr 2,50,000 (25,000 × ₹10)

Premium on Buyback A/c Dr 2,50,000 (25,000 × ₹10)

To Equity Shares Buyback A/c 5,00,000

Entry 2:

Equity Shares Buyback A/c Dr 5,00,000

To Bank A/c 5,00,000

Entry 3:

Securities Premium A/c Dr 2,50,000

To Premium on Buyback A/c 2,50,000

Entry 4:

Revenue Reserve A/c Dr 2,50,000 (25,000 × ₹10)

To Capital Redemption Reserve 2,50,000

---

Balance Sheet extract (post-buyback):

Share Capital Note:

ESC (opening) ₹12,50,000

Less: BB (₹2,50,000)

ESC (closing) ₹10,00,000

Reserves Note:

Sec Prem: Opening ₹X Less: Premium on BB (₹2,50,000)

Rev Res: Opening ₹Y Less: Transfer to CRR (₹2,50,000)

CRR: ₹2,50,000

Current Assets:

Other Current Assets: Opening ₹30,00,000 Less: BB Payment (₹5,00,000) = ₹25,00,000

### Example 2

Q014 Case II — Buyback of 3.75 crore shares @ ₹30 (FV ₹10); ₹ in crores

Entry 1:

Equity Share Capital A/c Dr 37.50 (3.75 cr × ₹10)

Premium on Buyback A/c Dr 75.00 (3.75 cr × ₹20)

To Equity Shares Buyback A/c 112.50

Entry 2:

Equity Shares Buyback A/c Dr 112.50

To Bank A/c 112.50

Entry 3:

Securities Premium A/c Dr 75.00

To Premium on Buyback A/c 75.00

Entry 4:

General Reserve A/c Dr 37.50 (3.75 cr × ₹10)

To Capital Redemption Reserve 37.50

Note: BB premium = ₹20 per share (= ₹30 BB price − ₹10 FV), hence Premium on Buyback = 3.75 × 20 = ₹75 cr.

⚠️ Common exam mistakes

  • Debiting Equity Share Capital at the buyback price instead of at face value — ESC is always reduced at nominal value only
  • Omitting the 'Premium on Buyback' intermediate account and debiting Securities Premium directly against Equity Shares Buyback — the two-step routing (Entry 1 then Entry 3) is mandatory
  • Computing CRR as BB Price × n instead of FV × n — CRR is always based on nominal value regardless of buyback price
  • Reducing Cash/Bank by FV × n in the balance sheet — the actual cash outflow is BB Price × n (full consideration paid)
  • In balance sheet notes, deducting the full BB consideration (BB Price × n) from Securities Premium instead of only the premium component (Premium × n)
Reference:
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