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Microlesson · 5-min read

Reduction of Share Capital [Section 66]

## Reduction of Share Capital – Section 66

### Permissible Modes

A company limited by shares may reduce its share capital in any manner, and in particular by:

1. Extinguishing or reducing liability on any share capital not paid-up;

2. Paying off any paid-up share capital which is in excess of the wants of the company; or

3. Cancelling paid-up share capital which is lost or unrepresented by available assets.

### Conditions Precedent

1. Pass a Special Resolution in a general meeting;

2. Alter the MOA accordingly; and

3. No arrears in repayment of deposits accepted by the company or interest thereon.

### Procedure

1. Application to NCLT for confirmation of reduction.

2. NCLT issues notice of the application to:

  • Central Government (powers delegated to the Regional Director);
  • Registrar of Companies (ROC);
  • SEBI (if listed company); and
  • Creditors of the company.

3. NCLT considers their representations within 3 months of notice. If none received → presumed no objection.

4. NCLT may confirm the reduction on such terms it deems fit, if:

  • Debts of creditors are discharged, determined, secured, or their consent obtained; and
  • The proposed accounting treatment is in conformity with the Accounting Standards notified u/s 133 — a certificate from the company's auditor to this effect must be filed with NCLT.

5. NCLT's order must be published by the company as directed.

6. Within 30 days of receipt of the NCLT order, the company shall deliver to the ROC:

  • A certified copy of the NCLT order; and
  • Minutes containing the SR approved by NCLT.

7. ROC registers the same and issues a certificate to that effect.

### Important Notes

  • Section 66 is not applicable to buy-back of securities under Section 68.
  • Post-reduction liability of members: Maximum amount = difference between the amount paid-up and the nominal value of the reduced shares.

### Creditor Not Listed – Section 66(7)

If a creditor (entitled to object) was omitted from the list of creditors due to his ignorance of the proceedings or the nature of his interest, and the company defaults in payment:

ScenarioRemedy Available
(a) Default by companyFile application under Section 6 of IBC
(b) Company is runningEvery person who was a member at registration of reduction is liable to contribute, but not exceeding the amount he would have been liable for if winding-up had commenced on the day before that day.
(c) Company is wound upNCLT may settle the list of contributories and make and enforce calls as if they were ordinary contributories in winding up.

### Punishment for Concealment

Any officer who knowingly conceals the name of a creditor entitled to object, or misrepresents the nature/amount of a debt, is liable under Section 447 (fraud).

Worked example

### Example 1

Example: M Ltd. wishes to reduce its share capital by paying off ₹20 crore of paid-up capital which is in excess of its needs. It passes an SR and alters the MOA. Outline the next steps.

Solution: M Ltd. must apply to the NCLT. NCLT will notify the CG (RD), ROC, SEBI (if listed) and creditors, all of whom have 3 months to respond. NCLT will confirm the reduction only after ensuring creditor protection and AS-conformity (auditor's certificate). Within 30 days of the order, M Ltd. must file a certified copy with the ROC.

⚠️ Common exam mistakes

  • Forgetting the auditor's certificate confirming AS-compliance is mandatory before NCLT confirms reduction.
  • Treating buy-back (Section 68) as a form of reduction under Section 66 — they are distinct.
  • Missing the 3-month notice / objection period and the 30-day ROC filing deadline.
  • Not understanding that an omitted creditor's remedy depends on whether the company is running, defaulted, or being wound up.
  • Believing arrears in deposit repayment can be ignored — they prevent reduction entirely.
Bare-Act text Section 66 · Companies Act, 2013 · click to expand
Section 66(1): Subject to confirmation by the Tribunal on an application by the company, a company limited by shares or limited by guarantee and having a share capital may, by a special resolution, reduce the share capital in any manner and in particular, may— (a) extinguish or reduce the liability on any of its shares in respect of the share capital not paid-up; or (b) either with or without extinguishing or reducing liability on any of its shares— (i) cancel any paid-up share capital which is lost or is unrepresented by available assets; or (ii) pay off any paid-up share capital which is in excess of the wants of the company.
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