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Microlesson · 5-min read

Share Certificates – Issue, Duplicate / Renewed Certificates & Penalty [Section 46]

## Share Certificates – Section 46

### 1. Issue of Original Share Certificate

Share certificates are issued on surrender of the letter of allotment (except where issue is under letter of acceptance/renunciation — rights shares — or bonus shares), pursuant to a Board resolution.

Form SH-1 is used and shall specify:

  • Name(s) of persons in whose favour the certificate is issued;
  • Shares to which it relates; and
  • Amount paid-up thereon.

### Prima Facie Evidence

The share certificate is prima facie evidence of title of the holder. (Where shares are held in depository form, the record of the depository is prima facie evidence.) The certificate must be:

  • Under the common seal of the company; or
  • Signed by a director and the CS (if a CS is appointed); or
  • Signed by two directors — at least one of whom must be other than MD / WTD if the Board's composition permits.

### Custody

Blank share certificate forms are printed after a Board resolution and kept in the custody of the CS or a person authorised by the Board.

### Joint Holding

Where shares are held jointly by more than one person, the company issues only one share certificate; delivery to any one of them = delivery to all.

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### 2. Renewed / Duplicate Share Certificate

(a) Defaced, Mutilated or Torn: Issue a Renewed Certificate on surrender of the original.

  • Surrendered certificate is immediately defaced by stamping/printing "Cancelled".
  • Destroyed after expiry of 3 years from surrender, after Board resolution, in the presence of a person appointed by the Board.

(b) Lost or Destroyed: Issue a Duplicate Certificate (if the Board consents).

  • Listed company: within 45 days of submission of documents.
  • Unlisted company: within 3 months of submission of documents.

### Fee

Company may charge a fee as the Board thinks fit, subject to a maximum of ₹ 50 per certificate.

### Special Cases

In case of merger, demerger, reconstitution or sub-division/consolidation of shares, the company may replace all existing certificates without surrender of old certificates.

### Register of Renewed & Duplicate Certificates

  • Maintained in Form SH-2 at the registered office or where the Register of Members is kept.
  • Preserved permanently in the custody of CS or a person authorised by the Board.
  • All entries authenticated by CS or authorised person.
  • All other books pertaining to share certificate records: preserved for at least 30 years (preserved permanently in case of any dispute).

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### 3. Punishment for Issuing Duplicate Certificate with Intent to Defraud

PersonPunishment
Officer in defaultLiable under Section 447 (fraud)
CompanyMinimum fine: 5 × face value of shares involved; Maximum fine: Higher of (a) 10 × face value of shares OR (b) ₹ 10 crore

Worked example

### Example 1

Example: A shareholder of L Ltd. (listed) reports the loss of his share certificate and submits all required documents on 1 April 2026. By when must L Ltd. issue the duplicate certificate?

Solution: A listed company must issue the duplicate certificate within 45 days of submission of documents — i.e., on or before 16 May 2026. If L Ltd. were unlisted, it would have 3 months.

⚠️ Common exam mistakes

  • Confusing Renewed (defaced/mutilated — surrender required) with Duplicate (lost/destroyed — no surrender possible) certificates.
  • Mixing up the issuance timelines — 45 days for listed vs. 3 months for unlisted.
  • Forgetting that the maximum fee is capped at ₹ 50 per certificate.
  • Believing share-certificate records can be discarded after a few years — minimum 30 years (permanent if disputed).
  • Overlooking that the company-level fine for fraudulent duplicates is the higher of 10× face value or ₹10 crore — not whichever is lower.
Bare-Act text Section 46 read with Rule 5, Companies (Share Capital and Debentures) Rules, 2014 · Companies Act, 2013 · click to expand
Section 46(1): A certificate, issued under the common seal, if any, of the company or signed by two directors or by a director and the Company Secretary, wherever the company has appointed a Company Secretary, specifying the shares held by any person, shall be prima facie evidence of the title of the person to such shares. Section 46(5): If a company with intent to defraud issues a duplicate certificate of shares, the company shall be punishable with fine which shall not be less than five times the face value of the shares involved in the issue of the duplicate certificate but which may extend to ten times the face value of such shares or rupees ten crores whichever is higher and every officer of the company who is in default shall be liable for action under section 447.
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