Launch offer — 25% off with code LAUNCH-25 See plans →
Microlesson · 5-min read

Refusal of Registration of Transfer/Transmission and Appeal [Section 58]

# Refusal of Registration & Appeal [Section 58]

When a company refuses to register a transfer or transmission of shares, Section 58 lays down a structured framework distinguishing private companies from public companies, along with appeal rights before NCLT.

## 1. Refusal by a Private Company

  • Trigger: Private company refuses to register transfer/transmission.
  • Duty: Must send a notice of refusal with reasons to:
  • Transferor, and
  • Transferee (or person giving intimation of transmission)
  • Time Limit: Within 30 days of delivery of instrument of transfer / intimation of transmission.

## 2. Refusal by a Public Company

  • Shares of a public company are freely transferable.
  • A public company can refuse registration only with sufficient cause, within 30 days of delivery of instrument/intimation.

## 3. Appeal to NCLT

Type of CompanyTime Limit for Appeal
Private Co.• 30 days from receipt of notice of refusal, OR<br>• 60 days from delivery of instrument/intimation (if no notice sent)
Public Co.• 60 days from refusal, OR<br>• 90 days from delivery of instrument/intimation (if no intimation sent)

## 4. Orders That NCLT May Pass

After hearing parties, NCLT may dismiss the appeal or order:

  • Registration of transfer/transmission — company shall comply within 10 days of receipt of order; OR
  • Rectification of register + direct company to pay damages sustained by aggrieved party.

## 5. Punishment for Contravention of NCLT Order

  • Imprisonment: Not less than 1 year, may extend to 3 years, AND
  • Fine: Not less than ₹1 lakh, may extend to ₹5 lakhs.

## Key Distinction

> Public company shares = freely transferable.

> Private company = restrictions on transfer are permitted in articles.

Worked example

### Example 1

Example (Private Co.): Mr. A lodges transfer instrument with XYZ Pvt. Ltd. on 1 April. The company refuses but sends no notice. A may appeal to NCLT within 60 days from 1 April (i.e. by 30 May).

### Example 2

Example (Public Co.): B lodges transfer with PQR Ltd. on 1 April. Company refuses on 20 April and sends notice. B can appeal within 60 days from refusal (by 19 June). If no intimation had been sent, B would have had 90 days from 1 April.

⚠️ Common exam mistakes

  • Confusing the 30/60-day appeal window of a private company with the 60/90-day window of a public company.
  • Forgetting that the public company can refuse registration only with 'sufficient cause'.
  • Missing the 10-day compliance window for the company after the NCLT order.
  • Stating that public company shares can have transfer restrictions — they are freely transferable.
Bare-Act text Section 58 · Companies Act, 2013 · click to expand
Section 58 governs refusal of registration of transfer or transmission of securities and the right to appeal such refusal before NCLT.
Now that you've read this — what's next?
Move from understanding → mastery in 3 clicks. Each option below picks up from this lesson's topic.
Start 15-min diagnostic