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Microlesson · 5-min read

Under-absorbed and Over-absorbed Overheads — Causes and Treatment

# Under-absorbed and Over-absorbed Overheads

## Definitions

  • Under-absorbed OH: OH absorbed in production < Actual OH incurred → shortfall
  • Over-absorbed OH: OH absorbed in production > Actual OH incurred → excess

## Why Under/Over Absorption Occurs

Wrong estimation of:

  • Overhead expenditure
  • Output levels
  • Machine hours or Labour hours

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## Three Treatment Methods

### Method 1: Supplementary Rate (SR)

When to use:

  • Amount of under/over absorption is large, AND
  • Cause is normal (e.g., increase in labour rates, increase in material prices)

$$\text{SR} = \frac{\text{Amount of under/over absorbed OH}}{\text{Actual Base}}$$

SituationSR signEffect on cost of sales, FG stock, WIP
Under-absorptionPositive (+)Increased
Over-absorptionNegative (−)Reduced

Rationale: SR retroactively corrects all cost records to reflect true overhead cost.

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### Method 2: Write Off to Costing Profit & Loss Account

When to use:

  • Amount is not very high, OR
  • Cause is abnormal (e.g., defective planning, strikes)
SituationTreatment
Under-absorbed OHTransfer to Debit of Costing P&L
Over-absorbed OHTransfer to Credit of Costing P&L

Rationale: Abnormal variances should not burden product costs.

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### Method 3: Carry Over to Next Accounting Period

When to use:

  • Normal business cycle extends to more than one year

Simply carry this year's under/over absorbed OH forward into the next year's accounting for absorption.

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## Decision Rule Summary

ConditionMethod
Large amount + Normal reasonSupplementary Rate
Small amount OR Abnormal reasonWrite off to Costing P&L
Business cycle > 1 yearCarry over

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## Supplementary Rate Calculation Example

Practical capacity = 2,120 hrs; Actual capacity = 1,800 hrs; Fixed OH = ₹5,30,000.

Idle capacity = 2,120 − 1,800 = 320 hrs

Idle capacity cost (ICC) = 5,30,000 × (320 / 2,120) = ₹80,000

This ₹80,000 can then be spread over actual output using a supplementary rate if the idle capacity arose from unavoidable reasons.

Worked example

### Example 1

Supplementary Rate — Under Absorption:

Actual OH incurred = ₹2,40,000

OH absorbed using POR = ₹2,10,000

Under-absorbed OH = ₹30,000

Actual machine hours (base) = 15,000

SR = 30,000 / 15,000 = ₹2 per machine hour (Positive)

Apply SR to WIP, FG stock, and cost of sales in proportion to machine hours to increase each by ₹2 per hour — this corrects under-absorption.

### Example 2

Method Selection:

Scenario A: Under-absorbed OH = ₹8,00,000 due to an industry-wide rise in labour rates (normal reason, large amount).

→ Use Supplementary Rate Method.

Scenario B: Under-absorbed OH = ₹12,000 due to a management error in planning (abnormal reason).

→ Write off to Costing P&L (Debit side).

Scenario C: Company's project cycle spans 18 months; under-absorbed OH = ₹25,000.

→ Carry forward to next period.

⚠️ Common exam mistakes

  • Applying SR when the cause is abnormal — SR is only appropriate for normal causes; abnormal causes go to Costing P&L regardless of amount
  • Reversing the SR sign — under-absorption means costs were understated, so SR is positive (costs go UP); over-absorption means costs were overstated, so SR is negative (costs come DOWN)
  • Forgetting that SR adjusts WIP and FG stock as well as cost of sales — all three are affected, not just the income statement
  • Confusing under-absorbed with over-absorbed — absorbed < actual = under-absorbed (a loss/deficit); absorbed > actual = over-absorbed (a surplus)
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