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Microlesson · 5-min read

Classification of Advances as per RBI Prudential Norms

# Classification of Advances — RBI Prudential Norms

All bank advances fall into two broad buckets: Standard Loans and NPA Loans.

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## Standard Loans

CategoryDescription
Standard / RegularPerforming accounts with no stress signals
SMA-0Accounts showing stress signals (but not yet overdue)
SMA-1Overdue between 31 to 60 days
SMA-2Overdue between 61 to 90 days

> SMA = Special Mention Accounts — these are early-warning accounts. At 90+ days overdue, an account tips into NPA territory.

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## NPA Loans

Once classified as NPA, the asset degrades through three sub-categories:

Sub-categoryMeaning
SubstandardNPA for up to 12 months
Doubtful — D1Substandard for 1 year; NPA 12–24 months
Doubtful — D2NPA 24–36 months
Doubtful — D3NPA beyond 36 months
LossIdentified as uncollectable; write-off recommended

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## The Progression at a Glance

```

Regular → SMA-0 → SMA-1 → SMA-2 → [90 days] → Substandard → D1 → D2 → D3 → Loss

```

The SMA classification is the banker's early-warning system; the auditor focuses on whether accounts are correctly bucketed at each stage.

Worked example

### Example 1

Example 1: An OD account last operated on 1 Jan. By 1 Feb (31 days) it becomes SMA-1. By 3 Mar (61 days) it becomes SMA-2. If it remains out of order past 90 days, it becomes NPA (Substandard).

### Example 2

Example 2: A term loan instalment was due 1 Oct. It remains unpaid through 31 Dec (92 days overdue). The account must be classified as NPA — Substandard as at 31 Dec year-end.

### Example 3

Example 3: A Doubtful account has been NPA since 1 Apr 2021. As at 31 Mar 2023 (24 months), it is classified D2. As at 31 Mar 2024 (36 months), it moves to D3.

⚠️ Common exam mistakes

  • Treating SMA as NPA — SMA accounts are still Standard; they merely carry early stress signals.
  • Counting the 90-day period from the wrong date — it runs from the date the instalment/interest falls due, not from the date of sanction.
  • Confusing D1/D2/D3 cut-offs: D1 = 12–24 months as NPA, D2 = 24–36 months, D3 = beyond 36 months.
  • Forgetting that 'Loss' assets are not necessarily written off yet — they are still on the books until write-off is actioned.
Reference: — RBI Prudential Norms on Income Recognition, Asset Classification and Provisioning (IRACP)
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