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Microlesson · 5-min read

AS 12 — Refund of Government Grants

## Refund of Government Grants

A grant becomes refundable when conditions attached to it are not fulfilled. The accounting treatment of refund mirrors how the original grant was recorded.

> AS 5: Refund of a government grant is classified as an Extraordinary Item in the P&L.

---

### Case 1: Grant Was Originally Reduced from Asset Cost (Method 1)

Refund is added back to the asset's carrying amount.

```

PPE A/c Dr [refund amount]

To Bank [refund amount]

```

Consequence on Depreciation:

  • Asset's book value increases by the refund amount
  • Future depreciation increases prospectively (revised carrying amount ÷ remaining life)
  • NO retrospective adjustment — prior years' depreciation is not revised

> New Annual Deprn = (New Carrying Amount − Salvage Value) ÷ Remaining Useful Life

---

### Case 2: Grant Was Originally Credited to DGG (Method 2)

Refund is absorbed first from DGG balance. Excess (if any) is charged to P&L.

DGG balance at refund date = Original grant − Amounts already transferred to P&L

```

DGG A/c Dr [remaining balance in DGG]

P&L A/c Dr [Blf] [excess refund over DGG balance, if any]

To Bank [total refund amount]

```

Asset's carrying amount and depreciation do not change (asset was never adjusted for the grant).

---

### Case 3: Grant Was Originally Credited to Capital Reserve

Refund is charged against Capital Reserve. Shortfall (if any) goes to P&L.

```

Capital Reserve A/c Dr [balance available]

P&L A/c Dr [Blf] [shortfall, if any]

To Bank [total refund]

```

---

### Summary Table

Original TreatmentRefund TreatmentEffect on Depreciation
Reduced from asset costAdded back to asset costIncreases prospectively
DGG (deferred income)DGG balance first, excess → P&LNo change
Capital ReserveCap Reserve first, shortfall → P&LNo change

Worked example

### Example 1

Case 1 — Asset cost method with refund: PPE ₹20L, Grant ₹8L (Method 1, reduced from cost), Life 4 years, Salvage ₹4L.

Year 1:

  • Net cost = 20 − 8 = ₹12L
  • Deprn = (12 − 4) / 4 = ₹2L
  • CA end Yr 1 = ₹10L

1st day of Year 2 — Refund ₹5L:

```

PPE A/c Dr 5L

To Bank 5L

```

New CA = 10 + 5 = ₹15L, Remaining life = 3 years

New Deprn = (15 − 4) / 3 = 11/3 = ₹3.67L (prospective change only)

### Example 2

Case 1 — WDV example: Asset cost ₹40L, Salvage ₹8L, Life 4 years (SLM), Grant ₹16L (Method 1).

Net cost = ₹24L; Deprn = (24−8)/4 = ₹4L/year

  • CA end Yr 1 = ₹20L
  • CA end Yr 2 = ₹16L

Refund ₹16L on 1st day of Year 3:

```

PPE A/c Dr 16L

To Bank 16L

```

New CA = 16 + 16 = ₹32L; Remaining life = 2 years

New Deprn = (32 − 8) / 2 = ₹12L/year (for Years 3 and 4)

JE for Year 3 Refund: PPE A/c Dr 16L → To Bank 16L

### Example 3

Case 2 — DGG method with refund: Same ₹40L asset, Grant ₹16L (Method 2 — DGG).

Asset at full ₹40L; DGG = ₹16L; Deprn on full cost = (40−8)/4 = ₹8L/year

  • DGG transferred to P&L: Yr 1 = ₹4L, Yr 2 = ₹4L → DGG balance = ₹8L at end Yr 2

Refund ₹16L at start of Year 3:

```

DGG A/c Dr 8L [balance remaining]

P&L A/c Dr [Blf] 8L [excess over DGG balance]

To Bank 16L

```

Asset CA unchanged (₹24L at end Yr 2). Deprn for Yr 3 unchanged at ₹8L.

### Example 4

DGG with partial refund (Ques 11 type): DGG = ₹90L (to be transferred over 5 years, ₹18L/year).

After Years 1, 2, 3: Transferred = 3 × 18 = ₹54L → DGG balance = ₹36L

Start of Year 4 — Refund ₹90L required:

```

DGG A/c Dr 36L [balance]

P&L A/c Dr [Blf] 54L [excess]

To Bank 90L

```

### Example 5

Ques 9 — Depreciation in Year 2 after refund (Case iii): Cost ₹60L, Grant ₹20L (Method 1), Salvage ₹10L, Life 10 years. Refund happens at the END of Year 2 (31.03.2023).

Net cost = ₹40L; Deprn = (40−10)/10 = ₹3L/year

  • Year 1 Deprn = ₹3L; Year 2 Deprn = ₹3L ← refund at END of Yr 2 does not affect Yr 2 deprn
  • Changes will take effect from Year 3 onwards (prospective)

Answer: Deprn for Year 2 = ₹3,00,000

⚠️ Common exam mistakes

  • Retrospectively adjusting prior years' depreciation after a refund — refund causes only prospective change in depreciation from the date of refund; past years are never revised
  • In Case 2 (DGG), also adjusting asset cost when processing refund — the asset was never reduced for the grant, so refund only affects DGG and P&L, never the asset
  • Forgetting to check DGG balance before writing the refund entry — if refund amount > DGG balance, only the DGG balance is debited and the excess goes to P&L
  • In Case 1, recalculating depreciation as (original net cost − salvage) / remaining life — should use NEW carrying amount (after refund is added back) as the numerator
  • Not classifying the refund as an Extraordinary Item — AS 5 requires refund of government grant to be disclosed as an extraordinary item in P&L
  • When refund occurs mid-year (Case 1), recalculating depreciation for the entire year at the new rate — only the period after refund date uses the new rate; charge at old rate for the pre-refund portion
Reference: AS 12 Paragraphs 24–27 (Refund of Government Grants); AS 5 Paragraph 12 (Extraordinary Items) — AS 12 — Accounting for Government Grants, ICAI; AS 5 — Net Profit or Loss for the Period, Prior Period Items and Changes in Accounting Policies, ICAI
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